Laurence Stone
Professional summary
Laurence Stone, who also goes by Larry Stone, Lawrence Henry Stone, Laurence Henry Stone, is a registered financial professional currently at FTI CAPITAL ADVISORS, LLC located in Denver, Colorado.
Laurence is registered as a RR (Registered Representative) and started their career in finance in 1994. Laurence has worked at 8 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Laurence Stone's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 7, 2021 - Present
FTI CAPITAL ADVISORS, LLC
Office #1: 999 17th Street Suite 700, Denver, CO 80202May 15, 2019 - September 30, 2021
BFC CAPITAL LLC
November 2, 2009 - April 30, 2019
WATERWAY CAPITAL LLC
January 24, 2007 - June 26, 2009
WELLS FARGO SECURITIES, LLC
February 18, 2003 - April 25, 2005
BDO CAPITAL ADVISORS, LLC
September 5, 2000 - December 19, 2002
APEX CLEARING CORPORATION
October 1, 1999 - September 5, 2000
ROBERTSON STEPHENS, INC.
May 15, 1998 - October 1, 1999
APEX CLEARING CORPORATION
January 26, 1994 - July 24, 1996
SPP HAMBRO & CO., INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/7/2021)
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Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
FTI CAPITAL ADVISORS, LLC
CRD#: 123434 / SEC#: , 8-65587
Contact information
FINRA licenses (26 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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