PM
Paul J. Metz
FIRST AMERICAN ASSET ADVISORY
Garden City, NY 11530
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CRD#: 2443570
PM
Professional summary
Paul John Metz is a registered financial advisor currently at FIRST AMERICAN ASSET ADVISORY, LLC located in Garden City, New York and MORGAN WILSHIRE SECURITIES, INC. located in Garden City, New York.
Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Paul has worked at 5 firms and has passed the Series 65, Series 63, Series 57TO, Series 99TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Compliance/Shareholder and Advisor of First American Asset Advisory, LLC. Has Series 65 license.
AGENT OF A AND F INSURANCE, AN INSURANCE BROKERAGE FIRM.
CRS (Client Relationship Summary) - RIA
Click below to view Paul John Metz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 17, 2019 - Present
FIRST AMERICAN ASSET ADVISORY, LLC
Office #1: 59 Hilton Avenue, Suite 101, Garden City, NY 11530RIA
CRD#: 282254
Garden City, NY
Current
October 5, 1998 - Present
MORGAN WILSHIRE SECURITIES, INC.
Office #1: 59 Hilton Ave, Garden City, NY 11530Office #2: 59 Hilton Ave Suite 101, Garden City, NY 11530BD
CRD#: 44807
Garden City, NY
Past
August 8, 2018 - December 31, 2018
FIRST AMERICAN ASSET ADVISORY, LLC
RIA
CRD#: 282254
GARDEN CITY, NY
Past
May 5, 1997 - August 5, 1998
WALSH MANNING SECURITIES, LLC
BD
CRD#: 30826
Past
February 24, 1995 - April 21, 1997
MAIDSTONE FINANCIAL, INC.
BD
CRD#: 31804
NEW YORK, NY
Past
February 16, 1994 - February 27, 1995
FIRST ASSET MANAGEMENT, INC.
BD
CRD#: 17341
GARDEN CITY, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FA
FIRST AMERICAN ASSET ADVISORY, LLC
FIRST AMERICAN ASSET ADVISORY, LLC | MICHAEL FINNAN | FIRST AMERICAN ASSET ADVISORY, LLC.
CRD#: 282254 / SEC#: 801-126067
RIA
Registered Investment Advisory firm - (7/21/2022 Approved)New Jersey
Registered Investment Advisory firm - (7/27/2022 Terminated)New York
Registered Investment Advisory firm - (4/5/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/29/2004)
RR
Alaska(9/24/2002)
RR
Arizona(6/10/2004)
RR
Arkansas(5/5/2016)
RR
California(10/5/1998)
RR
Colorado(2/9/2005)
RR
Connecticut(1/31/2005)
RR
Delaware(6/3/2008)
RR
District of Columbia(4/26/2016)
RR
Florida(4/24/2003)
RR
Georgia(2/6/2008)
RR
Hawaii(7/1/2016)
RR
Idaho(7/5/2016)
RR
Illinois(10/14/1998)
RR
Indiana(2/25/2015)
RR
Iowa(2/13/2014)
RR
Kansas(2/14/2014)
RR
Kentucky(7/5/2016)
RR
Louisiana(10/7/1998)
RR
Maine(5/11/2016)
RR
Maryland(7/5/2007)
RR
Massachusetts(10/14/1998)
RR
Michigan(11/5/1998)
RR
Minnesota(10/8/1998)
RR
Mississippi(7/13/2016)
RR
Missouri(9/19/2002)
RR
Montana(7/1/2016)
RR
Nebraska(12/6/2012)
RR
Nevada(10/20/1998)
RR
New Hampshire(5/16/2016)
RR
New Jersey(10/28/1998)
IAR
New Jersey(1/17/2019)
RR
New Mexico(7/1/2016)
RR
New York(10/6/1998)
IAR
New York(8/13/2021)
RR
North Carolina(9/29/2005)
RR
North Dakota(12/16/2003)
RR
Ohio(10/5/1998)
RR
Oklahoma(1/14/2004)
RR
Oregon(10/9/1998)
RR
Pennsylvania(10/8/1998)
RR
Puerto Rico(4/22/2015)
RR
Rhode Island(7/5/2016)
RR
South Carolina(4/30/2004)
RR
South Dakota(12/16/2003)
RR
Tennessee(1/27/1999)
RR
Texas(10/6/1998)
RR
Utah(1/24/2005)
RR
Vermont(3/14/2011)
RR
Virgin Islands(7/6/2016)
RR
Virginia(10/2/2009)
RR
Washington(10/5/1998)
RR
West Virginia(7/12/2016)
RR
Wisconsin(7/1/2016)
RR
Wyoming(7/11/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 8/15/2008
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FA
FIRST AMERICAN ASSET ADVISORY, LLC
FIRST AMERICAN ASSET ADVISORY, LLC | MICHAEL FINNAN | FIRST AMERICAN ASSET ADVISORY, LLC.
CRD#: 282254 / SEC#: 801-126067
RIA
Registered Investment Advisory firm - (7/21/2022 Approved)New Jersey
Registered Investment Advisory firm - (7/27/2022 Terminated)New York
Registered Investment Advisory firm - (4/5/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
59 Hilton Avenue, Suite 101, Garden City, NY 11530
Mailing Address
Phone number
(516) 622-3100
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 198 |
| AUM (Assets Under Management) | $ 140,163,741 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
