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Brian P. Laubacker
CETERA INVESTMENT ADVISERS LLC
ST. LOUIS, MO 63127
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CRD#: 2443527
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Professional summary
Brian Paul Laubacker, AIF® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in St. Louis, Missouri and CETERA FINANCIAL SPECIALISTS LLC located in St. Louis, Missouri.
Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Brian has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) MSMF WEALTH MANAGEMENT; INV REL; SAME AS REGISTERED LOCATION; WEALTH MANAGEMENT; 01/2019; 40 HRS/WK, 32.5 DURING TRADING HOURS; DIRECTOR OF PROTECTIVE PLANNING DEALING WITH ADVISERS OF THE MRO REGION AND THEIR CLIENTS WITH LIFE INSURANCE AND DISABILITY
2) LIFEBRIDGE INSURANCE SOLUTIONS; NOT INVESTMENT RELATED; SAME AS REGISTERED ADDRESS; DBA FOR MSMF - SONUS IS NOT A PAYING ENTITY & NO COMPENSATION WILL BE PAID BY SONUS ACTIVITIES AS IT IS A DBA; START DATE 11/2017 5-8 HOURS/WEEK DURING TRADING HOURS; DIRECTOR, MARKET THE EMPLOYEE BENEFIT SIDE OF THE BUSINESS.
3) NAME OF OTHER BUSINESS: EAGLE RIDGE INVESTMENTS LLC
INVESTMENT RELATED: NO
ADDRESS: 609 EAGLERIDGE DR WILDWOOD MO 63021
NATURE OF BUSINESS: HOUSE REHABS & SALES
START DATE: 1/2017
APX NUMBER OF HOURS PER WEEK: 3
APX NUMBER OF HOURS DURING TRADING HOURS: 3
POSITION/TITLE/RELATIONSHIP: INVESTOR
BRIEF DESCRIPTION OF DUTIES: GENERAL OVERSIGHT OF ACTIVITIES
4) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES
INVESTMENT RELATED: YES
ADDRESS: SAME AS REGISTERED LOCATION
NATURE OF BUSINESS: FIXED INSURANCE
START DATE: 4/2017
APX NUMBER OF HOURS PER WEEK: 40
APX NUMBER OF HOURS DURING TRADING HOURS: 32.5
POSITION/TITLE/RELATIONSHIP: AGENT
BRIEF DESCRIPTION OF DUTIES: SELLING LIFE AND ANNUITIES
5) NAME OF OTHER BUSINESS: SONUS BROKERAGE
INVESTMENT RELATED: NO
ADDRESS: SAME AS REGISTERED LOCATION
START DATE: 1/2016
NATURE OF BUSINESS: INSURANCE BROKERAGE AGENCY
APX NUMBER OF HOURS PER WEEK: 8
APX NUMBER OF HOURS DURING TRADING HOURS: 8
POSITION/TITLE/RELATIONSHIP: ASSISTANT
BRIEF DESCRIPTION OF DUTIES: ASSITANCE WITH CARRIER SELECTION, PRODUCT DESIGNS, UNDERWRITTEN ADVOCACY AND ADVICE
6)NAME OF OTHER BUSINESS: RED BUFFALO PROPERTIES, LLC;
INVESTMENT RELATED: NO;
ADDRESS: SAME AS RESIDENTIAL ADDRESS;
NATURE OF BUSINESS: REAL ESTATE RENTAL;
START DATE: 03/2019;
POSITION/TITLE/RELATIONSHIP: OWNER;
APX NUMBER OF HOURS PER WEEK: 2;
APX NUMBER OF HOURS DURING TRADING HOURS: 2;
BRIEF DESCRIPTION OF DUTIES: OVERSEE MAINTENANCE OF PROPERTY AND COLLECT MONTHLY RENT;
CRS (Client Relationship Summary) - RIA
Click below to view Brian Paul Laubacker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 16, 2014 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 3660 S. Geyer Road Suite 200, St. Louis, MO 63127RIA
CRD#: 105644
ST. LOUIS, MO
Current
June 17, 2014 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 3660 S. Geyer Road Suite 200, St. Louis, MO 63127BD
CRD#: 10358
St. Louis, MO
Past
January 3, 2013 - April 29, 2014
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
ST LOUIS, MO
Past
February 8, 2010 - January 3, 2013
HIMCO DISTRIBUTION SERVICES COMPANY
BD
CRD#: 6604
ST LOUIS, MO
Past
February 4, 2009 - January 20, 2010
AXCELUS FINANCIAL DISTRIBUTION COMPANY
BD
CRD#: 38383
WILDWOOD, MO
Past
March 21, 2003 - February 4, 2009
VP DISTRIBUTORS LLC
BD
CRD#: 3036
CHESTERFIELD, MO
Past
January 24, 1994 - April 1, 2003
WS GRIFFITH SECURITIES, INC.
BD
CRD#: 10410
HARTFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/23/2020)
RR
Arizona(4/12/2023)
RR
Arkansas(6/6/2024)
RR
California(11/16/2023)
RR
Florida(8/11/2016)
RR
Illinois(6/17/2014)
RR
Indiana(1/23/2020)
RR
Iowa(1/23/2020)
RR
Kansas(6/17/2014)
RR
Maryland(1/13/2022)
RR
Minnesota(11/28/2023)
RR
Missouri(6/17/2014)
IAR
Missouri(7/16/2014)
RR
New York(7/17/2014)
RR
North Carolina(10/10/2022)
RR
Ohio(1/31/2025)
RR
South Carolina(4/12/2023)
RR
Texas(7/20/2018)
IAR
Texas(2/27/2023)
RR
Virginia(1/2/2025)
RR
Washington(10/21/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
