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Craig W Beauregard

Craig W. Beauregard

STRATEGIC ADVISERS LLC | VP, Branch Leader
GOSHEN, KY
Some features on this profile are disabled
CRD#: 2443395
Craig W Beauregard

Professional summary

Craig W Beauregard, CFP®, who also goes by Craig William Beauregard, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Goshen, Kentucky and FIDELITY BROKERAGE SERVICES LLC located in Louisville, Kentucky.

Craig is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Craig has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10, Series 9, Series 4, Series 24 and Series 8 exams.

Biography

I support a team of world class financial professionals who are enabled to build outstanding financial plans with their clients by utilizing our unparalleled technology and strategies.
top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Craig William Beauregard

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-120992|OrgNmn:Moutardier Bay HOA|Org Addr:Leitchfiel,Kentucky,US|OBA Nature:HOA|Invst Rel:N|Title:General Board Member|Duties:Review bylaws, common area improvments and resident's request|StrtDt:08-01-25|TotHrs/mon:2|TrdHrs/mon:0|

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig W Beauregard's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Education

Bryant University

Master of Business Administration (MBA) - Business

2006

Suffolk University

Bachelor of Business Administration - Business - Finance

1994

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 500 North Hurstbourne Parkway Suite 450, Louisville, KY 40222
RIA
CRD#: 104555
GOSHEN, KY
Current

January 10, 2012 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 500 North Hurstbourne Parkway Suite 450, Louisville, KY 40222
BD
CRD#: 7784
Louisville, KY
Past

July 13, 2018 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA
CRD#: 288590
LOUISVILLE, KY
Past

May 17, 2012 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA
CRD#: 104555
LOUISVILLE, KY
Past

March 3, 2011 - March 16, 2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
CHARLOTTE, NC
Past

October 20, 2004 - March 18, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

BD
CRD#: 16361
CHARLOTTE, NC
Past

June 7, 2000 - October 20, 2004

QUICK & REILLY, INC.

BD
CRD#: 11217
NEW YORK, NY
Past

February 20, 1996 - April 28, 2000

TD AMERITRADE, INC.

BD
CRD#: 7870
OMAHA, NE
Past

May 18, 1995 - December 31, 1995

BARRON CHASE SECURITIES, INC.

BD
CRD#: 18969
BOCA RATON, FL
Past

October 24, 1994 - May 24, 1995

INTERFIRST CAPITAL CORPORATION

BD
CRD#: 7659
LOS ANGELES, CA
Past

February 23, 1994 - October 25, 1994

DICKINSON & CO.

BD
CRD#: 689
DES MOINES, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Indiana
(1/13/2021)
RR
Kentucky
(6/7/2013)
IAR
Kentucky
(3/31/2025)
RR
Massachusetts
(1/7/2019)
RR
Ohio
(1/13/2021)
RR
Texas
(5/23/2012)
IAR
Texas
(3/31/2025)
RR
Utah
(1/7/2016)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/9/2012
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 2/25/1994
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/22/1994
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 1/2/2023
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 1/2/2023
General Securities Sales Supervisor - Options Module Examination
Principal/Supervisory Exam
RR
Series 4
Date: 10/18/2004
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/11/1999
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 8
Date: 2/14/1997
General Securities Sales Supervisor Examination (Options Module & General Module)
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange

Current Firm

SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM

CRD#: 104555 / SEC#: 801-13243

RIA
Registered Investment Advisory firm - (8/11/1977 Approved)
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Contact information

Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291

SEC notice filing (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)
FIDELITY STRATEGIC DISCIPLINES (11/10/2025)
FIDELITY WEALTH SERVICES (9/10/2025)
STRATEGIC ADVISERS LLC (9/10/2025)
FIDELITY MANAGED FIDFOLIOS (3/31/2025)
FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)
FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,486,631
AUM (Assets Under Management)$ 1,067,664,605,590

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
09/24/2025
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STRATEGIC ADVISERS LLC

VP, Branch LeaderCRD#: 104555Goshen, KY

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Contact information

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