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Todd F. Lambert
SUMMIT FINANCIAL WEALTH ADVISORS
Lafayette, LA 70503
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CRD#: 2443098
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Professional summary
Todd Farrell Lambert is a registered financial advisor currently at SUMMIT FINANCIAL WEALTH ADVISORS located in Lafayette, Louisiana and PURSHE KAPLAN STERLING INVESTMENTS located in Lafayette, Louisiana.
Todd is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Todd has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Summit Financial Wealth Advisors. Investment Related. At Registered Location. RIA. Financial Advisor/ Partner. Start Date: 01/2024. 160 hrs/ month; 150 during trading hours. Provide advice to clients. 2) Fixed Insurance. Investment Related. At Registered Location. Fixed/ Traditional Insurance. Agent. Start Date: 01/2024. 5 hrs/ month; all during trading hours. Provide insurance advice based on the needs of client(s). 3) DTM Investment Properties, LLC. Not Investment Related. 400 Monteigne Drive, Lafayette, LA 70506. Real Estate Rental / Commercial / Property. Partner. Start Date: 10/01/2020. 5 hrs/ month; none during trading hours. Partner of owned rental properties 4) D.T.M. Management LLC. Not Investment Related. 1021 E. St. Mary Blvd., Lafayette, LA 70503. Operating LLC / Support Company. 33.3% Owner. Start Date: 09/09/2013. 5 hrs/ month; all during trading hours. DTM is the flow through ownership entity of SFWA. 5) Southern Asset Managers, LLC. Investment Related. 1021 E. St. Mary Blvd., Lafayette, LA 70503. Business Manager/ Management Services. Partner. Start Date: 10/01/2015. 5 hrs/ month; all during trading hours. Asset management company of Summit Financial Wealth Advisors 6) Second Harvest Food Bank of Greater New Orleans and Acadiana. Not Investment Related. 700 Edwards Ave, New Orleans, LA 70123. Non-Profit Organization. Board Member. Start Date: 01/23/2018. 5-10 hrs/ month; 1-2 hrs/ month during trading hours. Attend regularly quarterly board meetings and help build awareness for the organization in the communities they service
CRS (Client Relationship Summary) - RIA
Click below to view Todd Farrell Lambert's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 22, 2014 - Present
SUMMIT FINANCIAL WEALTH ADVISORS
Office #1: 1021 E. St. Mary Blvd., Lafayette, LA 70503RIA
CRD#: 171278
Lafayette, LA
Current
February 27, 2024 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 1021 E St Mary Blvd, Lafayette, LA 70503BD
CRD#: 35747
Lafayette, LA
Past
September 20, 2019 - February 22, 2024
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
LAFAYETTE, LA
Past
March 6, 2014 - September 20, 2019
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
LAFAYETTE, LA
Past
February 21, 2006 - March 7, 2014
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RIA
CRD#: 11025
LAFAYETTE, LA
Past
February 17, 2006 - March 7, 2014
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
BD
CRD#: 11025
LAFAYETTE, LA
Past
November 6, 1995 - February 23, 2006
LEGG MASON WOOD WALKER, INCORPORATED
BD
CRD#: 6555
BALTIMORE, MD
Past
May 15, 1995 - October 12, 1995
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Past
February 17, 1995 - May 15, 1995
FIDELITY DISTRIBUTORS COMPANY LLC
BD
CRD#: 17507
SMITHFIELD, RI
Past
February 1, 1994 - February 17, 1995
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SF
SUMMIT FINANCIAL WEALTH ADVISORS
SUMMIT FINANCIAL WEALTH ADVISORS | SUMMIT FINANCIAL WEALTH ADVISORS, LLC
CRD#: 171278 / SEC#: 801-79686
RIA
Registered Investment Advisory firm - (5/21/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(7/9/2024)
RR
Arizona(5/21/2024)
RR
Arkansas(5/21/2024)
RR
Florida(2/27/2024)
RR
Georgia(4/23/2024)
IAR
Louisiana(5/22/2014)
RR
Louisiana(2/27/2024)
RR
Mississippi(2/27/2024)
RR
Missouri(5/30/2024)
RR
North Carolina(10/14/2024)
RR
Oregon(5/20/2025)
RR
South Carolina(5/21/2024)
IAR
Texas(8/15/2018)
RR
Texas(2/27/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SF
SUMMIT FINANCIAL WEALTH ADVISORS
SUMMIT FINANCIAL WEALTH ADVISORS | SUMMIT FINANCIAL WEALTH ADVISORS, LLC
CRD#: 171278 / SEC#: 801-79686
RIA
Registered Investment Advisory firm - (5/21/2014 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1021 E. St. Mary Blvd., Lafayette, LA 70503
Mailing Address
P O Box 53007, Lafayette, LA 70505
Phone number
(337) 232-1141
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,620 |
| AUM (Assets Under Management) | $ 1,421,450,420 |
Red Flags
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Company Information
SUMMIT FINANCIAL WEALTH ADVISORS
CRD#: 171278Lafayette, LA 70503TRUST BUT VERIFY
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Contact information
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