Christopher B. Whitlock
Professional summary
Christopher Barnes Whitlock, who also goes by Chris Whitlock, is a registered financial professional currently at SAMCO CAPITAL MARKETS, INC. located in Dallas, Texas.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 1994. Christopher has worked at 3 firms and has passed the Series 63, Series 52TO, Series 79TO, Series 99TO, SIE, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Barnes Whitlock's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 13, 2009 - Present
SAMCO CAPITAL MARKETS, INC.
Office #1: 1700 Pacific Avenue, Suite 4650, Dallas, TX 75201April 22, 1997 - April 9, 2009
CITIGROUP GLOBAL MARKETS INC.
February 1, 1994 - March 14, 1997
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/14/2009)
(4/13/2009)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
SAMCO CAPITAL MARKETS, INC.
CRD#: 136532 / SEC#: , 8-67023
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SAMCO CAPITAL MARKETS, INC.
CRD#: 136532Dallas, TX 75201TRUST BUT VERIFY
Monitor Christopher Whitlock
Get automatic monthly alerts on:
