Paul D. Eck
Professional summary
Paul David Eck, CIMA® is a registered financial professional currently at PIMCO INVESTMENTS LLC located in Miami, Florida.
Paul is registered as a RR (Registered Representative) and started their career in finance in 1994. Paul has worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul David Eck's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 8, 2011 - Present
PIMCO INVESTMENTS LLC
Office #1: 600 Brickell Avenue 21st Floor, Miami, FL 33131January 26, 2009 - June 7, 2011
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
August 3, 2005 - December 1, 2008
ALLIANCEBERNSTEIN INVESTMENTS, INC.
October 7, 2003 - June 8, 2005
COREBRIDGE CAPITAL SERVICES, INC.
August 4, 2000 - September 6, 2003
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC
September 21, 1998 - April 10, 2000
JOHN HANCOCK DISTRIBUTORS LLC
November 25, 1996 - May 11, 1998
MUTUAL SERVICE CORPORATION
September 6, 1996 - March 5, 1999
VISTA FINANCIAL SERVICES CORPORATION
January 12, 1994 - January 1, 1996
FIRST PRIORITY INVESTMENT CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/6/2012)
(1/10/2022)
(1/10/2022)
(9/6/2012)
(6/8/2011)
(1/10/2022)
(6/7/2024)
(1/10/2022)
(10/8/2024)
Exams
FINRA
Current Firm
PIMCO INVESTMENTS LLC
CRD#: 154957 / SEC#: , 8-68686
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PACIFIC INVESTMENT MANAGEMENT COMPANY LLC | SOLE MEMBER | 104559 |
| BENTLEY, JAMES DANIEL | MANAGER, BOARD OF MANAGERS | 5138093 |
| BURG, ANTHONY ALAN | TREASURER | 6005184 |
| DUBITZKY, YITZHAK ZVI | CHIEF COMPLIANCE OFFICER & CHIEF LEGAL OFFICER | 6897287 |
| FERRARI, DAVID RICHARD | PRINCIPAL FINANCIAL OFFICER & FINANCIAL AND OPERATIONS PRINCIPAL | 6004690 |
| HALL, GREGORY WESTON | PRINCIPAL EXECUTIVE OFFICER & CHAIRMAN, BOARD OF MANAGERS | 3111343 |
| OGLESBY, SARAH JANE | SECRETARY | 7676855 |
| PITTERS, CALEB JOSEPH ALEXANDER JR | MANAGER, BOARD OF MANAGERS | 3198603 |
| SUTHERLAND, ERIC MICHAEL | PRESIDENT & MANAGER, BOARD OF MANAGERS | 1724744 |
| THOMAS, MARK GARETH | HEAD OF BUSINESS MANAGEMENT | 2923871 |
| TRACY, LAUREN RITA | MANAGER, BOARD OF MANAGERS | 4027974 |
| WHITTAKER, MEGAN HAYES | AML COMPLIANCE OFFICER | 6442805 |
Red Flags
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Company Information
PIMCO INVESTMENTS LLC
CRD#: 154957Miami, FL 33131TRUST BUT VERIFY
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