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MR

Maria R. Rogers

M HOLDINGS SECURITIES
Portland, OR 97209
Some features on this profile are disabled
CRD#: 2442526
MR

Professional summary


Maria Renee Rogers, who also goes by Maria Renee Laski, Laski Maria Renee, is a registered financial professional currently at M HOLDINGS SECURITIES, INC. located in Portland, Oregon and M FINANCIAL SECURITIES MARKETING, INC. located in Portland, Oregon.

Maria is registered as a RR (Registered Representative) and started their career in finance in 1994. Maria has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 99TO, Series 7 and Series 28 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Maria Renee Laski | Laski Maria Renee

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Maria Renee Rogers's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 11, 2001 - Present

M HOLDINGS SECURITIES, INC.

Office #1: 1125 N.w. Couch St., Ste. 900, Portland, OR 97209
RIA
BD
CRD#: 43285
Portland, OR
Current

September 27, 2007 - Present

M FINANCIAL SECURITIES MARKETING, INC.

Office #1: 1125 N.w. Couch St. Suite 900, Portland, OR 97209
BD
CRD#: 139304
Portland, OR
Past

February 1, 1994 - October 26, 1994

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Oregon
(10/24/2007)

Exams


State Security Law Exam
IAR
Series 65
Date: 2/11/1994
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 28
Date: 5/7/2001
Introducing Broker/Dealer Financial Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm


MF
M FINANCIAL SECURITIES MARKETING, INC.
M FINANCIAL SECURITIES MARKETING, INC.

CRD#: 139304 / SEC#: , 8-67206

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information


Main Address
1125 Nw Couch Street Suite 900, Portland, OR 97209
Mailing Address
1125 Nw Couch Street Suite 900, Portland, OR 97209
Phone number
(888) 520-6784
Established
Oregon since 06/20/2005
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (50 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
M FINANCIAL HOLDINGS INCORPORATEDOWNER
LUDWIG, STEVEN CHARLESCHIEF COMPLIANCE OFFICER2440911
ROGERS, MARIA RENEEFINANCIAL OPERATIONS OFFICER2442526
SCHOONMAKER, MICHAEL SKICHIEF EXECUTIVE OFFICER2408456

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


M FINANCIAL SECURITIES MARKETING, INC.

CRD#: 139304Portland, OR 97209

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