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CRD#: 139304
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

M FINANCIAL SECURITIES MARKETING, INC. is located at 1125 Nw Couch Street Suite 900, Portland, OR 97209 and was first established at Denver, Oregon in 06/20/2005. After operating for 20 years, M FINANCIAL SECURITIES MARKETING, INC. has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of M FINANCIAL SECURITIES MARKETING, INC.’s clients are individuals and 0% of their clients are high net worth individuals. M FINANCIAL SECURITIES MARKETING, INC. has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at M FINANCIAL SECURITIES MARKETING, INC. are registered to handle securities or provide financial advice. The firm has 0 disclosures, 0 being regulatory events, 0 being client events, and 0 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access M FINANCIAL SECURITIES MARKETING, INC.‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at M FINANCIAL SECURITIES MARKETING, INC.. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for M FINANCIAL SECURITIES MARKETING, INC. Comes From

Understanding the Statistics for M FINANCIAL SECURITIES MARKETING, INC. and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
No Disclosures

FIRM INFORMATION

Main Address
1125 Nw Couch Street Suite 900, Portland, OR 97209
Mailing Address
1125 Nw Couch Street Suite 900, Portland, OR 97209
Firm Size
Small
Phone Number
(888) 520-6784
Established
Oregon since 06/20/2005
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS


DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
M FINANCIAL HOLDINGS INCORPORATEDOWNER
LUDWIG, STEVEN CHARLESCHIEF COMPLIANCE OFFICER2440911
ROGERS, MARIA RENEEFINANCIAL OPERATIONS OFFICER2442526
SCHOONMAKER, MICHAEL SKICHIEF EXECUTIVE OFFICER2408456

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Advisor's working at M FINANCIAL SECURITIES MARKETING, INC.

MS

Michael Ski Schoonmaker

Ski Chin Myers
IAR
RR
CRD#: 2408456
Location:
Portland, OR 97209
Company:
M HOLDINGS SECURITIES, INC.
Disclosures:
Experience:
32 years
View Profile
MR

Maria Renee Rogers

Maria Renee Laski, Laski Maria Renee
RR
CRD#: 2442526
Location:
Portland, OR 97209
Company:
M HOLDINGS SECURITIES, INC.
Disclosures:
Experience:
32 years
View Profile
LH

Laura Elizabeth Haney-jackson

Laura Elizabeth Haney
RR
CRD#: 4771801
Location:
Portland, OR 97209
Company:
M HOLDINGS SECURITIES, INC.
Disclosures:
Experience:
20 years
View Profile
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