Kyle E. Solomon
Professional summary
Kyle Eaton Solomon, who also goes by Kyle Eaton Solomon, is a registered financial professional currently at FINALIS SECURITIES LLC located in New York, New York.
Kyle is registered as a RR (Registered Representative) and started their career in finance in 1994. Kyle has worked at 6 firms and has passed the Series 63, Series 57TO, Series 79TO, SIE, Series 55, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kyle Eaton Solomon's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 9, 2023 - Present
FINALIS SECURITIES LLC
Office #1: 228 Park Ave South Suite 85550, New York, NY 10003September 16, 2011 - September 7, 2023
COWEN AND COMPANY
April 10, 2008 - August 19, 2011
RBC CAPITAL MARKETS, LLC
January 14, 2008 - April 10, 2008
OPPENHEIMER & CO. INC.
February 8, 1996 - January 14, 2008
CIBC WORLD MARKETS CORP.
January 28, 1994 - February 5, 1996
REPUBLIC NEW YORK SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/7/2024)
(10/9/2023)
(5/9/2025)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 79TO
Date: 7/18/2022
Investment Banking Registered Representative ExaminationSeries 55
Date: 4/12/2000
Limited Representative-Equity Trader ExamFINRA
Current Firm
FINALIS SECURITIES LLC
CRD#: 305908 / SEC#: , 8-70425
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FINALIS, INC. | HOLDING COMPANY | |
| AZARY, DENNIS MICHAEL | CEO/CCO/FINOP | 2384263 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
