RK
Robert M. Krieger
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Oceanside,, CA
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CRD#: 2441634
RK
Professional summary
Robert Matthew Krieger, AIF®, who also goes by Bob Krieger, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Oceanside,, California and CAMBRIDGE INVESTMENT RESEARCH, INC. located in New York, New York.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Robert has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bob Krieger
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CATAPULT HQ INC, 9130 MAN OF WAR DR WAXHAW NC, 05/2021, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 2 HR/MO 0 HR/MO TRADING 2) ENOS CONSULTING GROUP INC, 21 W 46TH ST STE 801 NEW YORK NY, 04/2024, 1099 Contractor, NIR, 200 HR/MO 150 HR/MO TRADING 3) CATAPULT HQ INC, 9130 MAN OF WAR DR WAXHAW NC, 05/2021, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 2 HR/MO 0 HR/MO TRADING 4) BNE STRATEGIES INC, 6039 COLLINS AVE #631 MIAMI BEACH FL, 05/2019, PRESIDENT, CONSULTING/COACHING, NIR, 10 HR/MO 4 HR/MO TRADING 5) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, AS ADVISORY REP OF A RIA, 06/2024, INV REL, 80 HR/MO 40 HR/MO TRADING 6) ENOS MANAGEMENT GROUP LLC, 6365 COLLINGS AVE #4301 MIAMI BEACH FL, 08/2024, OWNER, REAL ESTATE, NIR, 2 HR/MO 0 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Robert Matthew Krieger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 12, 2024 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #2: 780 3rd Ave 19th Floor, New York, NY 10017RIA
CRD#: 134139
Oceanside,, CA
Current
June 12, 2024 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 780 3rd Ave 19th Floor, New York, NY 10017Office #2: 102 Edgewood Dr. , Oceanside, CA 92054BD
CRD#: 39543
New York, NY
Past
September 30, 2016 - June 12, 2024
IC ADVISORY SERVICES, INC.
RIA
CRD#: 140190
NEW YORK, NY
Past
September 30, 2016 - June 12, 2024
THE INVESTMENT CENTER, INC.
BD
CRD#: 17839
NEW YORK, NY
Past
January 28, 2015 - September 19, 2016
GLOBAL RETIREMENT PARTNERS LLC
RIA
CRD#: 172011
ROSEVILLE, CA
Past
August 14, 2009 - September 14, 2016
LPL FINANCIAL LLC
RIA
CRD#: 6413
NEW YORK, NY
Past
August 14, 2009 - September 14, 2016
LPL FINANCIAL LLC
BD
CRD#: 6413
NEW YORK, NY
Past
July 8, 1997 - August 15, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
ROSEVILLE, CA
Past
February 4, 1997 - August 15, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
ROSEVILLE, CA
Past
April 25, 1994 - August 22, 1996
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
BD
CRD#: 332
SAN MATEO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(6/12/2024)
RR
California(6/18/2024)
RR
Connecticut(11/15/2024)
RR
Delaware(1/16/2025)
RR
Florida(10/28/2024)
RR
Georgia(11/15/2024)
RR
Kentucky(10/28/2024)
RR
Michigan(10/29/2024)
RR
Nevada(10/28/2024)
RR
New Jersey(12/5/2024)
RR
New York(6/12/2024)
IAR
New York(6/21/2024)
RR
North Carolina(10/25/2024)
RR
North Dakota(10/28/2024)
RR
Ohio(10/25/2024)
RR
Oregon(8/11/2025)
RR
Pennsylvania(10/28/2024)
RR
Rhode Island(11/15/2024)
RR
South Carolina(10/29/2024)
RR
Texas(10/18/2024)
IAR
Texas(10/18/2024)
RR
Washington(11/5/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
