Quang V. Huwang
Professional summary
Quang Van Huwang, who also goes by VIctor Huwang, is a registered financial professional currently at SPROTT GLOBAL RESOURCE INVESTMENTS LTD located in New York, New York.
Quang is registered as a RR (Registered Representative) and started their career in finance in 2005. Quang has worked at 4 firms and has passed the Series 63, Series 65, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Quang Van Huwang's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 5, 2020 - Present
SPROTT GLOBAL RESOURCE INVESTMENTS LTD
Office #1: 500 Fifth Avenue Suite 3020, New York, NY 10110February 2, 2010 - September 27, 2012
CHINA ADVISERS, INC.
April 14, 2009 - January 27, 2020
TOCQUEVILLE ASSET MANAGEMENT LP
August 25, 2008 - January 27, 2020
TOCQUEVILLE SECURITIES L.P.
July 5, 2005 - April 25, 2008
CHINA ADVISERS, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
(2/5/2020)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
SPROTT GLOBAL RESOURCE INVESTMENTS LTD
CRD#: 35878 / SEC#: , 8-47039
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
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