JB
John C. Barrett
CETERA INVESTMENT ADVISERS LLC
KALISPELL, MT 59901
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CRD#: 2441038
JB
Professional summary
John Charles Barrett is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Kalispell, Montana and CETERA FINANCIAL SPECIALISTS LLC located in Kalispell, Montana.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. John has worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.NAME OF OTHER BUSINESS: JOHN C. BARRETT CPA PC DBA JCB WEALTH MANAGEMENT; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: ACCOUNTING AND TAX SERVICES; START DATE: 1/1997; POSITION/TITLE/RELATIONSHIP: OWNER/PRESIDENT; APX NUMBER OF HOURS PER WEEK: 48; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: PROVIDE TAX PLANNING, TAX RETURNS, ACCOUNTING SERVICES, DBA FOR FINANCIAL SERVICES; 2. SAINT MATTHEW'S ATHLETIC ASSOCIATION, NOT INVESTMENT RELATED, KALISPELL, MT, NON-PROFIT, VOLUNTEER TREASURER, 1H/WEEK, SINCE 10/2017 3. IRREVOCABLE GIFT TRUST, NOT INVESTMENT RELATED, ADDRESS: SAME AS BRANCH ADDRESS, IRREVOCABLE GIFT TRUST, TRUSTEE, TAX SERVICES, 1H/WEEK, SINCE 11/2005 4. RED CHIP LLC, INVESTMENT RELATED, KALISPELL, MT, TREASURER, SHAREHOLDER, MANAGE HOTEL, RV PARK, MOBILE HOME PARK DBA GREENWOOD VILLAGE INN & SUITES, PAID BY COMPANY FOR SERVICES OF CPA PRACTICE, 3H/WEEK, 1H/WEEK DURING TRADING HOURS, SINCE 04/2019 5. RUGGED ENERGY SERVICES INC., NOT INVESTMENT RELATED, KALISPELL,MT, OIL FIELD SERVICES, PRESIDENT, MAKE DECISIONS, SIGN CHECKS, PROVIDE ACCOUNTING/TAX SERVICES, 2H/WEEK, SINCE 02/2018 6. WHITE CHIP LLC, INVESTMENT RELATED, KALISPELL, MT, PARTNER, TREASURER, ACCOUNTING AND TAX SERVICES, OWNER, ENTITY OWNS THE PHYSICAL PROPERTY OF HOTEL, RV PARK AND MOBILE HOME PARK, 2H/WEEK, 1H/WEEK DURING TRADING HOURS, SINCE 3/2019 7. BLACK CHIP, LLC, INVESTMENT RELATED, KALISPELL, MT, MEMBER OF LLC, 2H/WEEK, SINCE 01/2021 8. NORTHWEST TRUCK REPAIR, INVESTMENT RELATED, KALISPELL, MT, PARTNER, 2H/WEEK, SINCE 01/2021 9. NAME OF OTHER BUSINESS: ST MATTHEW'S CHURCH FINANCE COMMITTEE; INVESTMENT RELATED: NO; ADDRESS: 602 S MAIN ST KALISPELL, MT 59901 NATURE OF BUSINESS: RELIGIOUS ORGANIZATION; START DATE: 09/2024; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: LENDING EXPERIENCE WITH FINANCES AND TAXES TO ASSIST THE FINANCE COMMITTEE;
CRS (Client Relationship Summary) - RIA
Click below to view John Charles Barrett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 17, 2021 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 720 S Main St, Kalispell, MT 59901RIA
CRD#: 105644
KALISPELL, MT
Current
February 17, 2021 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 720 S Main St, Kalispell, MT 59901BD
CRD#: 10358
Kalispell, MT
Past
June 29, 2005 - February 22, 2021
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
KALISPELL, MT
Past
January 23, 1995 - February 22, 2021
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
KALISPELL, MT
Past
November 30, 1994 - December 22, 1994
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
Past
January 21, 1994 - December 5, 1994
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
APPLETON, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(2/17/2021)
RR
Arizona(2/17/2021)
RR
California(2/17/2021)
RR
Hawaii(2/17/2021)
RR
Kansas(4/13/2021)
RR
Minnesota(2/17/2021)
RR
Montana(2/17/2021)
IAR
Montana(2/17/2021)
RR
North Carolina(9/20/2023)
RR
North Dakota(4/8/2021)
RR
Oregon(10/16/2023)
RR
Texas(10/16/2023)
IAR
Texas(10/17/2023)
RR
Utah(10/16/2023)
RR
Washington(10/16/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
