Robert E. Showers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Edgar Showers, who also goes by Rob Showers, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2000. Robert had worked at 7 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 27, 2016 - March 1, 2016
NORFOLK MARKETS, LLC
July 27, 2010 - February 28, 2014
UBS SECURITIES LLC
May 29, 2007 - April 15, 2010
BARCLAYS CAPITAL INC.
June 20, 2006 - May 24, 2007
MORGAN STANLEY & CO. LLC
May 9, 2001 - June 21, 2006
CREDIT SUISSE SECURITIES (USA) LLC
May 1, 2001 - May 4, 2001
J.P. MORGAN SECURITIES INC.
December 1, 2000 - May 1, 2001
JPMSI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NORFOLK MARKETS, LLC
CRD#: 103797 / SEC#: , 8-52306
Contact information
FINRA licenses (1 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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