Richard L. Hamilton
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Richard Lyman Hamilton, who also goes by Rick Hamitlon, was a registered financial professional .
Richard is a previously registered financial professional and started their career in finance in 1999. Richard had worked at 1 firm and has passed the Series 63, Series 7, Series 3 and Series 30 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 9, 1999 - September 13, 2000
EMERSON BENNETT & ASSOCIATES
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
EMERSON BENNETT & ASSOCIATES
CRD#: 36171 / SEC#: , 8-47116
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VAMA HOLDING CORPORATION | OWNER | |
| MARTIN, BRENTLEY CHAD | PRESIDENT/CEO/CFO | 2320760 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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