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KC

Kevin R. Cody

COVA CAPITAL PARTNERS LLC
Syosset, NY 11791
Some features on this profile are disabled
CRD#: 2440847
KC

Professional summary

Kevin Robert Cody is a registered financial professional currently at COVA CAPITAL PARTNERS LLC located in Syosset, New York.

Kevin is registered as a RR (Registered Representative) and started their career in finance in 2002. Kevin has worked at 12 firms and has passed the Series 63, Series 79TO, Series 57TO, SIE, Series 55, Series 3 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kevin Robert Cody's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 11, 2019 - Present

COVA CAPITAL PARTNERS LLC

Office #1: 6851 Jericho Tpke Suite 205, Syosset, NY 11791
BD
CRD#: 109761
Syosset, NY
Past

May 17, 2018 - May 1, 2019

DALMORE GROUP LLC

BD
CRD#: 136352
WOODMERE, NY
Past

February 3, 2017 - October 12, 2017

EMERGING GROWTH EQUITIES, LTD.

BD
CRD#: 47040
BRYN MAWR, PA
Past

June 10, 2013 - March 2, 2015

EDI FINANCIAL, INC.

BD
CRD#: 15699
LAKE COMO, NJ
Past

July 31, 2012 - May 29, 2013

ALLIED BEACON PARTNERS, INC.

BD
CRD#: 46227
RICHMOND, VA
Past

June 1, 2011 - May 23, 2012

JACKSON SECURITIES LLC

BD
CRD#: 19897
RED BANK, NJ
Past

July 28, 2010 - October 27, 2010

RAYMOND C. FORBES & CO., INC.

BD
CRD#: 33090
NEW YORK, NY
Past

May 18, 2009 - April 20, 2010

LIGHTHOUSE FINANCIAL GROUP, LLC

BD
CRD#: 103734
NEW YORK, NY
Past

July 23, 2008 - May 12, 2009

TP ICAP GLOBAL MARKETS AMERICAS LLC

BD
CRD#: 2762
JERSEY CITY, NJ
Past

October 14, 2005 - July 14, 2008

LINKBROKERS DERIVATIVES LLC

BD
CRD#: 123000
JERSEY CITY, NJ
Past

December 1, 2003 - October 25, 2005

GFI SECURITIES LLC

BD
CRD#: 19982
NEW YORK, NY
Past

April 16, 2002 - December 17, 2003

INTER-DEALER BROKERS LLC

BD
CRD#: 45502
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(5/17/2024)
RR
Colorado
(4/15/2024)
RR
Delaware
(10/8/2024)
RR
Florida
(2/17/2021)
RR
Louisiana
(1/9/2020)
RR
Maryland
(4/15/2021)
RR
Massachusetts
(12/20/2019)
RR
New Jersey
(6/11/2019)
RR
New York
(6/11/2019)
RR
North Carolina
(12/17/2020)
RR
Pennsylvania
(10/2/2019)
RR
Texas
(1/9/2020)
RR
Washington
(11/10/2024)
RR
Wisconsin
(10/2/2019)

Exams

State Security Law Exam
RR
Series 63
Date: 12/12/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 12/3/2024
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 10/23/2002
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 3
Date: 7/23/2002
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 3/13/2002
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

CC
COVA CAPITAL PARTNERS LLC
ALERE FINANCIAL | VENTURE CAPITAL CROSS | GREGORY O'CONNOR AND ASSOCIATES, LLC | COVA CAPITAL PARTNERS LLC | BANNOCKBURN PARTNERS, LLC | APEX MILLENNIUM GROUP, LLC

CRD#: 109761 / SEC#: , 8-53105

BD
Broker-Dealer Firm Regulated by FINRA (Long Island district office)
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Contact information

Main Address
6851 Jericho Tpke Suite 205, Syosset, NY 11791
Mailing Address
6851 Jericho Tpke Suite 205, Syosset, NY 11791
Phone number
(917) 398-3033
Established
New York since 06/15/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (40 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AVCO CAPITAL CORP.OWNER
GIBSTEIN, EDWARD TAYLORCHIEF EXECUTIVE OFFICER ("CEO"), HEAD OF INVESTMENT BANKING1197295
STOUBER, RANDYFINOP1104531
WALKER, PATRICK THOMASCCO2107798

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

COVA CAPITAL PARTNERS LLC

CRD#: 109761Syosset, NY 11791

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