Stephen C. Kiszlowski
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Chester Kiszlowski, who also goes by Stephen C Kiszlowski, Steve Kiszlowski, was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1994. Stephen had worked at 11 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 18, 2019 - December 2, 2019
CENTER STREET ADVISORS, INC.
October 29, 2018 - March 9, 2023
CENTER STREET SECURITIES, INC.
July 25, 2016 - January 17, 2019
INDEPENDENCE CAPITAL CO., INC.
January 3, 2007 - January 17, 2019
INDEPENDENCE CAPITAL CO., INC.
November 1, 2002 - December 8, 2005
USALLIANZ SECURITIES, INC.
January 1, 2002 - September 26, 2002
BROOKLIGHT PLACE SECURITIES, INC.
May 29, 2001 - January 1, 2002
IAC SECURITIES, INC.
May 5, 2000 - May 7, 2001
INDEPENDENCE ONE BROKERAGE SERVICES, INC.
July 26, 1999 - April 26, 2000
BANC ONE SECURITIES CORPORATION
March 20, 1997 - July 29, 1999
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
February 1, 1994 - February 12, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
February 1, 1994 - February 12, 1997
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
CENTER STREET ADVISORS, INC.
CRD#: 169329 / SEC#: 801-80344
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,689 |
| AUM (Assets Under Management) | $ 336,007,103 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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