JE
Jeffrey S. Etzin
CETERA INVESTMENT ADVISERS LLC
HACKENSACK, NJ 07601
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CRD#: 2439893
JE
Professional summary
Jeffrey Seth Etzin is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Hackensack, New Jersey and CETERA FINANCIAL SPECIALISTS LLC located in Hackensack, New Jersey.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Jeffrey has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) GE SUPPLY LINK CORP, NOT INV REL, DISTRIBUTION OF INDUSTRIAL TOOLS, FOSTER & EQUIPMENT, VICE PRES, SD:6/76, ADMIN, 1HRWW, CORP:GARY ETZIN,PRES,;
2)NAME OF OTHER BUSINESS: JEFFREY ETZIN, CPA, P.C.;
INVESTMENT RELATED: NO;
ADDRESS: SAME AS REGISTERED;
NATURE OF BUSINESS: ACCOUNTING AND TAX PREPARATION;
START DATE: 04/1989;
POSITION/TITLE/RELATIONSHIP: CPA
APX NUMBER OF HOURS PER WEEK: 35 HOURS;
APX NUMBER OF HOURS DURING TRADING HOURS: VARIES;
BRIEF DESCRIPTION OF DUTIES: GENERAL ACCOUNTING AND TAX SERVICES.
3) NAME OF OTHER BUSINESS: JEFFREY ETZIN, DBA JEFFREY ETZIN & ASSOCIATES;
INVESTMENT RELATED: YES;
ADDRESS: SAME AS REGISTERED;
NATURE OF BUSINESS: FINANCIAL SERVICES;
START DATE: 07/2016;
POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR;
APX NUMBER OF HOURS PER WEEK: 5 HOURS;
APX NUMBER OF HOURS DURING TRADING HOURS: VARIES;
BRIEF DESCRIPTION OF DUTIES: DBA FOR SECURITIES BUSINESS.
4)NAME OF OTHER BUSINESS: PEM ACCOUNTING & TAX SERVICES LLC
INVESTMENT RELATED: NO
ADDRESS: SAME AS REGISTERED LOCATION ;
NATURE OF BUSINESS: ACCOUNTING AND TAX SERVICES
START DATE: 10/2018
POSITION/TITLE/RELATIONSHIP: CO-OWNER / CPA
APX NUMBER OF HOURS PER WEEK: LESS THAN 1 ;
APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1 ;
BRIEF DESCRIPTION OF DUTIES: PREPARE BUSINESS AND PERSONAL INCOME TAX RETURNS ;
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Seth Etzin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 15, 2006 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: One University Plaza Suite 512, Hackensack, NJ 07601RIA
CRD#: 105644
HACKENSACK, NJ
Current
October 24, 2005 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: One University Plaza Suite 512, Hackensack, NJ 07601BD
CRD#: 10358
Hackensack, NJ
Past
March 3, 1994 - October 24, 2005
C. J. M. PLANNING CORP.
BD
CRD#: 5698
POMPTON LAKES, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/9/2013)
RR
New Jersey(10/24/2005)
IAR
New Jersey(12/15/2006)
RR
New York(10/24/2005)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
