Edward J. Riley
Professional summary
Edward Joseph Riley III, who also goes by Edward Joseph Riley, is a registered financial professional currently at INDEPENDENT BROKERAGE SOLUTIONS LLC located in New York, New York.
Edward is registered as a RR (Registered Representative) and started their career in finance in 1995. Edward has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Edward Joseph Riley III's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 21, 2025 - Present
INDEPENDENT BROKERAGE SOLUTIONS LLC
Office #1: 55 West 46th Street Suite 2801, New York, NY 10036July 29, 2024 - July 22, 2025
M.D. SASS SECURITIES, L.L.C.
December 17, 2010 - August 31, 2022
IAM CAPITAL CORPORATION
May 9, 1995 - March 4, 1998
LAZARD FRERES & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
(7/22/2025)
(7/21/2025)
(7/21/2025)
Exams
FINRA
Current Firm
INDEPENDENT BROKERAGE SOLUTIONS LLC
CRD#: 153563 / SEC#: , 8-68549
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 1 |
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