Terrence M. Kenney
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terrence Michael Kenney, who also goes by Mike Kenney, T Michael Kenney, was a registered financial professional .
Terrence is a previously registered financial professional and started their career in finance in 1994. Terrence had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 2007 - April 22, 2025
NATIONWIDE INVESTMENT SERVICES CORPORATION
April 6, 2005 - April 10, 2006
NATIONWIDE INVESTMENT SERVICES CORPORATION
September 26, 2002 - April 24, 2006
NATIONWIDE INVESTMENT SERVICES CORPORATION
September 26, 2001 - September 26, 2002
VERAVEST INVESTMENTS, INC.
September 8, 1998 - September 12, 2001
STIFEL, NICOLAUS & COMPANY, INCORPORATED
June 7, 1994 - September 10, 1998
FIFTH THIRD SECURITIES, INC.
February 17, 1994 - June 6, 1994
CORNA SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 62
Date: 2/16/1994
Corporate Securities Limited Representative ExaminationCurrent Firm
NATIONWIDE INVESTMENT SERVICES CORPORATION
CRD#: 7110 / SEC#: , 8-20254
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONWIDE LIFE INSURANCE COMPANY | SHAREHOLDER | |
| AMBROZY, TINA S | PRESIDENT/BOARD DIRECTOR | 3149224 |
| HAWLEY, CRAIG ALAN | BOARD DIRECTOR | 4499105 |
| RABENSTINE, JAMES JAY | CHIEF COMPLIANCE OFFICER | 2025566 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
| STEVENSON, ERIC RAY | BOARD DIRECTOR | 5250338 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
