JS
Jonathan M. Satovsky
SATOVSKY ASSET MANAGEMENT LLC
NEW YORK, NY 10012
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CRD#: 2438598
JS
Professional summary
Jonathan Matthew Satovsky, CFP®, ChFC®, CIMA®, CPWA® is a registered financial advisor currently at SATOVSKY ASSET MANAGEMENT LLC located in New York, New York and PURSHE KAPLAN STERLING INVESTMENTS located in New York, New York.
Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Jonathan has worked at 5 firms and has passed the Series 65, Series 63, Series 99TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Satovsky Asset Management. Investment related. At registered location. RIA. Financial Advisor. Start date: 07/2007. 160 hrs/month; all during trading hours. Provide advice to clients. 2) FIXED INSURANCE. INVESTMENT RELATED. AT REGISTERED LOCATION. NEW YORK, NY 10016. FIXED INSURANCE. SELF. 2007. 1 HRS/MO. FIXED INSURANCE THROUGH VARIOUS CARRIERS 3) PKS FINANCIAL SERVICES, INVESTMENT RELATED. 80 STATE ST, ALBANY, NY 12207. 4/15/2009-PRESENT, AGENT, FIXED INSURANCE SALE 4) Book Sales - "Your Rich Life"; investment related; At registered location; Book Sales; Owner/Author; 11/2019; 15 hours a month, 10 trading hours a month; Monitoring book sales on Amazon, Posting about book on Satovsky Asset Management Website and other social media websites such as LinkedIn and Facebook, Conducting Interviews, recording podcasts, etc. 5)Wings for Widows. Investment Related. 290 Peavey Road, Wayzata MN 55391. Pro-bono financial coaching. Start 11/2021. 0 hours per month during trading. Providing pro-bno financial advice to widows. Volunteer for non-profit organization, activity involves no distribution of Satovsky Asset Management's branded sales literature or sale of any product or service. 6) Podcast Business; Not Investment Related; Podcast/Social Media; 2/7/2023; 40 hrs/mo; 0 hrs during trading; Serves as the host/talent recording with guests on Zoom video. Also provides industry insights, hypotheses and knowledge for the podcasts, where applicable. Provides ongoing feedback and support to podcast producer/marketing contact (podcast sherpa).
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan Matthew Satovsky's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1998
CPWA®
Start date: 2016-03-02
Expire date: 2024-05-31
Experience
Current
August 24, 2021 - Present
SATOVSKY ASSET MANAGEMENT LLC
Office #1: 149 Spring Street Floor 4, New York, NY 10012RIA
CRD#: 143519
NEW YORK, NY
Current
April 15, 2009 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 149 Spring Street Floor 4, New York, NY 10012BD
CRD#: 35747
NEW YORK, NY
Past
July 17, 2007 - March 24, 2009
USF SECURITIES, L.P.
BD
CRD#: 37942
NEW YORK, NY
Past
October 6, 2006 - October 18, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
NEW YORK, NY
Past
February 1, 1994 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
February 1, 1994 - July 18, 2007
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
SATOVSKY ASSET MANAGEMENT LLC
S & A ADVISORS | SATOVSKY ASSET MANAGEMENT LLC | SAM ALPHA, LLC (RELYING ADVISER)
CRD#: 143519 / SEC#: 801-68060
RIA
Registered Investment Advisory firm - (6/25/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/15/2009)
RR
Colorado(5/14/2013)
RR
Connecticut(4/15/2009)
RR
Florida(4/15/2009)
RR
Georgia(3/6/2023)
RR
Illinois(6/2/2014)
RR
Maryland(4/15/2009)
RR
Massachusetts(4/15/2009)
RR
Michigan(9/5/2013)
RR
New Jersey(4/15/2009)
RR
New York(4/15/2009)
IAR
New York(8/24/2021)
RR
Oregon(10/11/2023)
RR
Pennsylvania(9/5/2013)
RR
South Carolina(10/12/2022)
RR
Virginia(10/17/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SA
SATOVSKY ASSET MANAGEMENT LLC
S & A ADVISORS | SATOVSKY ASSET MANAGEMENT LLC | SAM ALPHA, LLC (RELYING ADVISER)
CRD#: 143519 / SEC#: 801-68060
RIA
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Contact information
Main Address
149 Spring Street Floor 4, New York, NY 10012
Mailing Address
Phone number
(212) 584-1900
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 212 |
| AUM (Assets Under Management) | $ 843,741,522 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
