Kimberly S. Sauls
Professional summary
Kimberly Sheerer Sauls, who also goes by Kimberly S Sauls, Kimberly Sheerer Sauls, Kimberly Sheerer Savls, Kimberly Sheerer Willard, is a registered financial professional currently at ASCENSUS BROKER DEALER SERVICES, LLC located in Lake Mary, Florida.
Kimberly is registered as a RR (Registered Representative) and started their career in finance in 1998. Kimberly has worked at 4 firms and has passed the Series 63, Series 6TO, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kimberly Sheerer Sauls's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 29, 2025 - Present
ASCENSUS BROKER DEALER SERVICES, LLC
Office #1: 300 Primera Blvd. Suite 200, Lake Mary, FL 32746August 12, 2008 - February 28, 2019
M HOLDINGS SECURITIES, INC.
February 13, 2008 - July 29, 2008
KESTRA INVESTMENT SERVICES, LLC
October 9, 1998 - May 1, 2007
WELLS FARGO INSURANCE SERVICES INVESTMENT ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 8/29/2025
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
ASCENSUS BROKER DEALER SERVICES, LLC
CRD#: 36478 / SEC#: , 8-47312
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ASCENSUS, LLC | 100% STOCKHOLDER OF ASCENSUS BROKER DEALER SERVICES, LLC | |
| DUNN, MICHAEL SEAN | SENIOR VICE PRESIDENT | 3045371 |
| FOLMER, MICHAEL ROBERT | TREASURER AND VICE PRESIDENT, TAX AND FINANCE | 5655451 |
| GEARIN, JAMES M | PRESIDENT | 1405150 |
| GINGOLASKI, DENISE MAKSIMOW | FINANCIAL AND OPERATIONS PRINCIPAL | 6218228 |
| GINGOLASKI, DENISE MAKSIMOW | PRINCIPAL FINANCIAL OFFICER | 6218228 |
| GINGOLASKI, DENISE MAKSIMOW | PRINCIPAL OPERATIONS OFFICER | 6218228 |
| KAPLAN, ROBERT BARRY | SECRETARY | 1286735 |
| KAPLAN, ROBERT BARRY | CHIEF COMPLIANCE OFFICER | 1286735 |
| SHANNON, MICHAEL DOUGLAS | SENIOR VICE PRESIDENT | 1314743 |
Red Flags
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Company Information
ASCENSUS BROKER DEALER SERVICES, LLC
CRD#: 36478Lake Mary, FL 32746TRUST BUT VERIFY
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