VH
Vaughn F. Holcer
CETERA INVESTMENT ADVISERS LLC
BURNEYVILLE, OK
Some features on this profile are disabled
CRD#: 2438273
VH
Professional summary
Vaughn Frank Holcer, who also goes by Vaughn Frank Holcer, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Burneyville, Oklahoma and CETERA WEALTH SERVICES, LLC located in Burneyville, Oklahoma.
Vaughn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Vaughn has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 62, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Vaughn Frank Holcer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Fiduciary Appointment-Trustee~10936 NW Expressway~Yukon~OK~73099~2/2/2012~1hrs~0hrs~Pay annual premium payments. 2) Fiduciary Appointment-Trustee~512 NW 41st~Oklahoma City~OK~73118~3/4/2014~1hrs~0hrs~Process the annual premium payments. 3) Comprehensive Family Financial Ser~10936 N W Expressway~Yukon~OK~73099~Independent Insurance Agent~Owner/Sole Proprietor~1/16/2003~10hrs~10hrs~ Presentation of insurance products. 4) Falconhead Mens Golf Association~113 Falconhead Drive~Burneyville~OK~73430~Other~Other~1/1/2018~3hrs~0hrs~Treasurer: Prepare reports of proceeds & expenses & Sign Checks. 5) Fiduciary Appointment-Trustee~260 Golf Club Drive~Burneyville~OK~73430~8/11/2019~5 to 10hrs~5 to 10hrs~Assign assets to the trust, work with the advisor going forward on the investments. 6) Fiduciary Appointment-Trustee~260 Golf Club Drive~Burneyville~OK~73430~8/11/2019~5 to 10hrs~5 to 10hrs~Assign assets to the trust, work with the advisor going forward on the investments. 7) FALCONHEAD PROPERTY OWNERS ASSOCIATION, INC; Treasurer: Maintaining all roads, common areas including the golf course and security gate. NIR; 5hrs; 2hrs; 05/01/2021;113 Falconhead Drive, Burneyville OK 73430; Assist with the books and records. Present financial statements. Counter sign checks written by the office personnel when President is unavailable. 8) BLAKE WILEY PALMER IRREVOCABLE FAMILY TRUST; Trustee: To receive the proceeds from the life insurance policy that was owned by Trust. NIR; HRS 5; HRS 1; 07/26/2022; 13900 N Portland, Suite 210, Oklahoma City OK 73134; I will be responsible for managing the distribution of the assets per the direction of the trust documents to the surviving spouse and children of the deceased or for their benefit. 9) CHRISTOPHER SHANE KARASEK IRREVOCABLE TRUST; Trustee; Fiduciary Appointment NIR; HRS 10; HRS 10; 07/20/2023; 260 Golf club Drive, Burneyville OK 73430; Assign assets to the trust, work with the advisor. 10) CHARLES RYAN LAYNE IRREVOCABLE TRUST; Trustee; Fiduciary Appointment; NIR; HRS 10; HRS 10; 07/20/2023; 260 Golf Club Drive, Suite 100, Burneyville OK 73430; Assign assets to the trust, work with the advisor. 11) Independent Insurance Agent; ; Independent Insurance Agent; IR; HRS 10; HRS 10; 01/16/2003; 10936 N W Expressway OK 73099; complete company name is -- Comprehensive Family Financial Services. Presentation of insurance products 12) Rental Property; Pay annual premium payments; NIR; HRS 0; HRS 0; 02/02/2012; 10936 NW Expressway OK 73099; Pay annual premium payments 13) Operational and or Marketing name for Avantax Investment Services; Process the annual premium payments; NIR; INV RELATED HRS 0; HRS 0; START DATE: 03/04/2014; ADDR: 512 NW 41st, OK 73118; Process the annual premium payments 14) Brand identity for my Cincinnati Life outside business activity. Not compensated for this, it's a local brand identity activity; Assign assets to the trust, work with the advisor going forward on the investments; IR; HRS 10; HRS 0; 08/11/2019; 260 Golf Club Drive, OK 73430; Assign assets to the trust, work with the advisor going forward on the investments 15) This is just a DBA for St. John Financial Group. DBA; Assign assets to the trust, work with the advisor going forward on the investments; NIR; HRS 10; HRS 0; 08/11/2019; 260 Golf Club Drive, OK 73430; Assign assets to the trust, work with the advisor going forward on the investments 16) Charles Ryan Layne Irrevocable Trust; Trustee; Fiduciary Appointment; NIR; HRS 10; HRS 10; 07/20/2023; 260 Golf Club Drive Burneyville, OK 73430; Assign assets to the trust, work with the advisor
CRS (Client Relationship Summary) - RIA
Click below to view Vaughn Frank Holcer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
BURNEYVILLE, OK
Current
September 5, 2025 - Present
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
BURNEYVILLE, OK
Past
June 20, 1995 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Burneyville, OK
Past
February 2, 1994 - September 5, 2025
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
BURNEYVILLE, OK
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(9/5/2025)
RR
Kansas(9/18/2025)
RR
Minnesota(9/5/2025)
RR
Missouri(9/5/2025)
RR
Ohio(9/5/2025)
RR
Oklahoma(9/5/2025)
IAR
Oklahoma(9/5/2025)
RR
Texas(9/5/2025)
IAR
Texas(9/5/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 10/23/2000
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
