KF
Kristen C. Fox
PACKERLAND BROKERAGE SERVICES
WILLIAMSVILLE, NY
Some features on this profile are disabled
CRD#: 2438051
KF
Professional summary
Kristen Carole Fox, who also goes by Kristen Carole Blandford, is a registered financial professional currently at PACKERLAND BROKERAGE SERVICES, INC. located in Williamsville, New York.
Kristen is registered as a RR (Registered Representative) and started their career in finance in 2001. Kristen has worked at 12 firms and has passed the Series 63, Series 99TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Kristen Carole Blandford
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Kristen Carole Fox's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 18, 2024 - Present
PACKERLAND BROKERAGE SERVICES, INC.
Office #2: 432 Security Blvd. Ste. 101, Green Bay, WI 54313RIA
BD
CRD#: 37031
WILLIAMSVILLE, NY
Past
November 15, 2022 - February 7, 2024
SECURITIES AMERICA, INC.
BD
CRD#: 10205
WILLIAMSVILLE, NY
Past
December 23, 2021 - November 14, 2022
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
JOHNS CREEK, GA
Past
January 7, 2015 - June 9, 2021
M&T SECURITIES, INC.
BD
CRD#: 17358
BUFFALO, NY
Past
May 7, 2014 - September 26, 2014
SII INVESTMENTS, INC.
BD
CRD#: 2225
WILLIAMSVILLE, NY
Past
September 9, 2009 - April 29, 2014
HSBC SECURITIES (USA) INC.
BD
CRD#: 19585
DEPEW, NY
Past
October 13, 2006 - April 13, 2009
COLONIAL BROKERAGE, INC.
BD
CRD#: 111668
TAMPA, FL
Past
March 15, 2006 - October 24, 2006
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
TAMPA, FL
Past
October 1, 2004 - November 29, 2005
GWN SECURITIES INC.
BD
CRD#: 128929
PALM BEACH GARDENS, FL
Past
November 4, 2002 - August 31, 2004
LEGEND EQUITIES CORPORATION
BD
CRD#: 30999
PALM BEACH GARDENS, FL
Past
March 1, 2002 - September 16, 2002
LINCOLN INVESTMENT
BD
CRD#: 519
FORT WASHINGTON, PA
Past
August 21, 2001 - March 8, 2002
NATHAN & LEWIS SECURITIES, INC.
BD
CRD#: 8503
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PB
PACKERLAND BROKERAGE SERVICES, INC.
PACKERLAND BROKERAGE SERVICES, INC.
CRD#: 37031 / SEC#: 801-74927, 8-47572
RIA
Registered Investment Advisory firm - SEC (5/1/2012 Approved)Arizona
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Arkansas
Registered Investment Advisory firm - SEC (2/27/2009 Terminated)California
Registered Investment Advisory firm - SEC (5/22/2012 Terminated)Florida
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Illinois
Registered Investment Advisory firm - SEC (5/1/2012 Terminated)Indiana
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Iowa
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Kansas
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Minnesota
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Missouri
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Montana
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)New Jersey
Registered Investment Advisory firm - SEC (9/27/2012 Terminated)North Carolina
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Ohio
Registered Investment Advisory firm - SEC (5/10/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Tennessee
Registered Investment Advisory firm - SEC (5/31/2012 Terminated)Virginia
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/18/2024)
RR
Alaska(9/18/2024)
RR
Arizona(9/18/2024)
RR
Arkansas(9/18/2024)
RR
California(9/18/2024)
RR
Colorado(9/18/2024)
RR
Connecticut(9/18/2024)
RR
Delaware(9/18/2024)
RR
District of Columbia(9/18/2024)
RR
Florida(9/18/2024)
RR
Georgia(9/18/2024)
RR
Hawaii(9/18/2024)
RR
Idaho(9/18/2024)
RR
Illinois(9/18/2024)
RR
Indiana(9/18/2024)
RR
Iowa(9/18/2024)
RR
Kansas(9/18/2024)
RR
Kentucky(9/18/2024)
RR
Louisiana(9/18/2024)
RR
Maine(9/18/2024)
RR
Maryland(9/18/2024)
RR
Massachusetts(9/18/2024)
RR
Michigan(9/18/2024)
RR
Minnesota(9/18/2024)
RR
Mississippi(9/18/2024)
RR
Missouri(9/18/2024)
RR
Montana(9/18/2024)
RR
Nebraska(9/18/2024)
RR
Nevada(9/18/2024)
RR
New Hampshire(9/18/2024)
RR
New Jersey(9/18/2024)
RR
New Mexico(9/18/2024)
RR
New York(9/18/2024)
RR
North Carolina(9/18/2024)
RR
North Dakota(9/18/2024)
RR
Ohio(9/18/2024)
RR
Oklahoma(9/18/2024)
RR
Oregon(9/18/2024)
RR
Pennsylvania(9/18/2024)
RR
Rhode Island(9/18/2024)
RR
South Carolina(9/18/2024)
RR
South Dakota(9/18/2024)
RR
Tennessee(9/18/2024)
RR
Texas(9/18/2024)
RR
Utah(9/18/2024)
RR
Vermont(9/18/2024)
RR
Virginia(9/18/2024)
RR
Washington(9/18/2024)
RR
West Virginia(9/18/2024)
RR
Wisconsin(9/18/2024)
RR
Wyoming(9/18/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PB
PACKERLAND BROKERAGE SERVICES, INC.
PACKERLAND BROKERAGE SERVICES, INC.
CRD#: 37031 / SEC#: 801-74927, 8-47572
RIA
Registered Investment Advisory firm - SEC (5/1/2012 Approved)Arizona
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Arkansas
Registered Investment Advisory firm - SEC (2/27/2009 Terminated)California
Registered Investment Advisory firm - SEC (5/22/2012 Terminated)Florida
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Illinois
Registered Investment Advisory firm - SEC (5/1/2012 Terminated)Indiana
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Iowa
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Kansas
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Minnesota
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Missouri
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Montana
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)New Jersey
Registered Investment Advisory firm - SEC (9/27/2012 Terminated)North Carolina
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Ohio
Registered Investment Advisory firm - SEC (5/10/2012 Terminated)Pennsylvania
Registered Investment Advisory firm - SEC (5/14/2012 Terminated)Tennessee
Registered Investment Advisory firm - SEC (5/31/2012 Terminated)Virginia
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (5/9/2012 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
432 Security Blvd. Ste. 101, Green Bay, WI 54313-9709
Mailing Address
432 Security Blvd., Green Bay, WI 54313
Phone number
(920) 662-9500
Established
Wisconsin since 07/11/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
286
SEC notice filing (47 States and Territories)
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KELLY, ZACHARY P | DIRECTOR, SHAREHOLDER, CEO, BOARD PRESIDENT & SECRETARY | 5263665 |
| VAN ESS, WILLIAM SCOTT | DIRECTOR, SHAREHOLDER, CHAIRMAN OF THE BOARD | 1929840 |
| WESTENBERG, STEVEN G | DIRECTOR, SHAREHOLDER, VICE CHAIRMAN , TREASURER | 2440924 |
| BOSTWICK, KAREN P | SHAREHOLDER | 2643853 |
| DOELGER, AARON ANDREW | SHAREHOLDER, CHIEF COMPLIANCE OFFICER | 4357639 |
Regulatory assets under management
| Total Number of Accounts | 4,245 |
| AUM (Assets Under Management) | $ 909,478,703 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
