Venu M. Palaparthi
Professional summary
Venu Madhav Palaparthi, who also goes by Venu M Palaparthi, Venu Palaparthi, is a registered financial professional currently at DRIVEWEALTH, LLC located in New York, New York and DRIVEWEALTH INSTITUTIONAL LLC located in New York, New York.
Venu is registered as a RR (Registered Representative) and started their career in finance in 2001. Venu has worked at 15 firms and has passed the Series 63, Series 79TO, Series 57TO, SIE, Series 7, Series 14, Series 24 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Venu Madhav Palaparthi's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 18, 2024 - Present
DRIVEWEALTH, LLC
Office #1: 28 Liberty Street 50th Floor, New York, NY 10005September 3, 2025 - Present
DRIVEWEALTH INSTITUTIONAL LLC
Office #1: 28 Liberty Street 50th Floor, New York, NY 10005February 13, 2025 - August 12, 2025
ONE GROWTH SECURITIES LLC
May 18, 2022 - January 26, 2023
FTX CAPITAL MARKETS LLC
March 5, 2019 - May 3, 2022
DASH FINANCIAL TECHNOLOGIES LLC
July 25, 2017 - September 20, 2017
VIRTU AMERICAS LLC
December 1, 2014 - September 20, 2017
VIRTU FINANCIAL CAPITAL MARKETS LLC
December 1, 2014 - September 20, 2017
VIRTU FINANCIAL BD LLC
January 15, 2014 - December 2, 2014
NPM SECURITIES, LLC
November 9, 2011 - December 2, 2014
EXECUTION ACCESS, LLC
October 18, 2011 - December 2, 2014
NASDAQ CAPITAL MARKETS ADVISORY LLC
October 18, 2011 - December 2, 2014
NASDAQ EXECUTION SERVICES, LLC
March 5, 2008 - July 29, 2009
NOMURA SECURITIES NORTH AMERICA, LLC
June 1, 2006 - October 28, 2011
INSTINET, LLC
July 18, 2001 - June 1, 2006
INSTINET, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/18/2024)
(9/18/2024)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
DRIVEWEALTH INSTITUTIONAL LLC
CRD#: 33038 / SEC#: , 8-31461
Contact information
FINRA licenses (32 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DRIVEWEALTH HOLDINGS INC. | SOLE MEMBER | |
| BLANGIARDO, ALESSIO | FINANCIAL & OPERATIONS PRINCIPAL | 5600541 |
| ILARIO, ANTHONY | CHIEF OPERATING OFFICER | 2262100 |
| MADARASZ, RONALD JOHN | SENIOR MANAGER, INSTITUTIONAL SALES & TRADING | 1769473 |
| PALAPARTHI, VENU MADHAV | CHIEF EXECUTIVE OFFICER | 2437777 |
| POND, ERIC | ROSFP | 6069469 |
| QUINONES, VINCENT JOSEPH | HEAD OF EXECUTION SERVICES | 4308610 |
| TZANETEAS, ALEC MICHAEL | CHIEF COMPLIANCE OFFICER | 6983736 |
Disclosures
| Regulatory Event | 3 |
Red Flags
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