Heather Gilker
Professional summary
Heather Gilker, who also goes by Heather Dupree Evans, Heather Evans Gilker, is a registered financial professional currently at PICKWICK CAPITAL PARTNERS, LLC located in White Plains, New York.
Heather is registered as a RR (Registered Representative) and started their career in finance in 1994. Heather has worked at 10 firms and has passed the Series 63, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Heather Gilker's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 2, 2021 - Present
PICKWICK CAPITAL PARTNERS, LLC
Office #1: 445 Hamilton Avenue Suite 1102, White Plains, NY 10601May 17, 2011 - October 1, 2018
FIDELITY BROKERAGE SERVICES LLC
August 9, 2010 - April 12, 2011
WELBORN CAPITAL LLC
April 7, 2010 - September 10, 2010
BOOMERANG CAPITAL LLC
January 7, 2010 - March 25, 2010
H2C SECURITIES INC.
May 5, 2008 - September 30, 2009
FORTITUDE ADVISORY GROUP L.L.C.
April 25, 2008 - September 30, 2009
ARGENTUS SECURITIES, LLC
December 20, 2007 - April 23, 2008
ASPEN EQUITY PARTNERS, LLC
February 20, 2002 - January 21, 2004
ASPEN EQUITY PARTNERS, LLC
March 25, 1997 - June 13, 2000
SPYGLASS TRADING, L.P.
March 15, 1994 - May 9, 1997
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/26/2021)
Exams
FINRA
Current Firm
PICKWICK CAPITAL PARTNERS, LLC
CRD#: 130672 / SEC#: , 8-66373
Contact information
FINRA licenses (43 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| GREENWOOD, DOUGLAS CHARLES WILLIAM | PRESIDENT | 1192611 |
| DANOVITCH, DAVID E | MANAGING PRINCIPAL, GENERAL COUNSEL | 3013350 |
| KAPLOWITZ, JAY | MEMBER | |
| ROSE, JOHN IRVING II | MEMBER | 2790640 |
| WU, CHIH-CHUN | MEMBER | 5704739 |
| FJC CAPITAL INC. | OWNER | |
| VAN SCHAACK, JOHN GREGORY | MEMBER | 1121171 |
| ABRAMCZYK, JANE E | CCO | 4801666 |
| ACCESS MEDIA ADVISORY LLC | MEMBER | |
| GENDRON, KAREN MARIE | FINOP | 1503330 |
Red Flags
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