Sheldon M. Goldman

GOLDMAN WEALTH MANAGEMENT

SAN DIEGO, CA 92130

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CRD#: 2437093

Professional summary

Sheldon Michael Goldman, CFP® is a registered financial advisor currently at GOLDMAN WEALTH MANAGEMENT located in San Diego, California.

Sheldon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Sheldon has worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sheldon Michael Goldman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

October 30, 2017 - Present

GOLDMAN WEALTH MANAGEMENT

Office #1: 12544 High Bluff Drive Suite 200, San Diego, CA 92130

RIA

CRD#: 290153

SAN DIEGO, CA

Past

October 14, 2016 - November 17, 2017

STEELPEAK WEALTH, LLC

RIA

CRD#: 165168

WOODLAND HILLS, CA

Past

September 25, 2006 - November 11, 2016

HOYLECOHEN, LLC

RIA

CRD#: 141125

SAN DIEGO, CA

Past

October 7, 2004 - September 13, 2006

HOYLECOHEN,INC.

RIA

CRD#: 109429

SAN DIEGO, CA

Past

August 5, 2004 - October 21, 2008

MID ATLANTIC FINANCIAL MANAGEMENT, INC.

RIA

CRD#: 109771

SAN DIEGO, CA

Past

August 4, 2004 - June 25, 2009

NEWEDGE SECURITIES, LLC

CRD#: 10674

SAN DIEGO, CA

Past

January 31, 1995 - March 4, 2004

AMERICAN WEALTH MANAGEMENT, INC.

CRD#: 25536

ALPHARETTA, GA

Past

March 30, 1994 - February 7, 1995

MONTANO SECURITIES CORPORATION

CRD#: 7887

ORANGE, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(3/27/2020)

IAR

California
(10/30/2017)

IAR

Texas
(11/2/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/4/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/21/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/29/1994

General Securities Representative Examination

Current Firm

GOLDMAN WEALTH MANAGEMENT

GOLDMAN WEALTH MANAGEMENT | GOLDMAN WEALTH MANAGEMENT & ASSOCIATES, LLC

CRD#: 290153 / SEC#:

Arizona

Registered Investment Advisory firm - (3/27/2020 Approved)

California

Registered Investment Advisory firm - (10/30/2017 Approved)

Texas

Registered Investment Advisory firm - (10/6/2017 Conditional Restricted)

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Contact information

Main Address

12544 High Bluff Drive Suite 200, San Diego, CA 92130

Mailing Address

Phone number

(858) 361-3698

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	168
AUM (Assets Under Management)	$ 119,967,372

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Sheldon M. Goldman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sheldon Michael Goldman's CRS (Customer Relationship Summary).

Certified licenses

Experience

GOLDMAN WEALTH MANAGEMENT

STEELPEAK WEALTH, LLC

HOYLECOHEN, LLC

HOYLECOHEN,INC.

MID ATLANTIC FINANCIAL MANAGEMENT, INC.

NEWEDGE SECURITIES, LLC

AMERICAN WEALTH MANAGEMENT, INC.

MONTANO SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 9/4/2004

Series 63

Date: 3/21/1994

Series 7

Date: 3/29/1994

Current Firm

GOLDMAN WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GOLDMAN WEALTH MANAGEMENT

TRUST BUT VERIFY

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