Sheldon M. Goldman
Professional summary
Sheldon Michael Goldman, CFP® is a registered financial advisor currently at GOLDMAN WEALTH MANAGEMENT located in Encinitas, California.
Sheldon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Sheldon has worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Sheldon Michael Goldman's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2005
Experience
October 30, 2017 - Present
GOLDMAN WEALTH MANAGEMENT
October 14, 2016 - November 17, 2017
STEELPEAK WEALTH, LLC
September 25, 2006 - November 11, 2016
HOYLECOHEN, LLC
October 7, 2004 - September 13, 2006
HOYLECOHEN,INC.
August 5, 2004 - October 21, 2008
MID ATLANTIC FINANCIAL MANAGEMENT, INC.
August 4, 2004 - June 25, 2009
NEWEDGE SECURITIES, LLC
January 31, 1995 - March 4, 2004
AMERICAN WEALTH MANAGEMENT, INC.
March 30, 1994 - February 7, 1995
MONTANO SECURITIES CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/27/2020)
(10/30/2017)
(11/2/2017)
Exams
Current Firm
GOLDMAN WEALTH MANAGEMENT
CRD#: 290153 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 301 |
| AUM (Assets Under Management) | $ 99,393,248 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
