Amir N. Navab

GREAT GABLE WEALTH MANAGEMENT

Beverly Hills, CA 90212

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CRD#: 2437020

Professional summary

Amir Nmn Navab, who also goes by Amir Navab, is a registered financial advisor currently at GREAT GABLE WEALTH MANAGEMENT, LLC located in Beverly Hills, California.

Amir is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Amir has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Amir Navab

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) California insurance agent, License #: 0B60642; Variable Time; Variable Compensation 2) Valley Community Healthcare; Not Investment Related; Healthcare Services; Member of Finance/Audit Committee; 10/08/2024; 1 hour per month outside of securities trading hours; Provide Free Healthcare to Low Income Families

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amir Nmn Navab's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 10, 2018 - Present

GREAT GABLE WEALTH MANAGEMENT, LLC

Office #1: 315 S. Beverly Dr Suite 406, Beverly Hills, CA 90212

RIA

CRD#: 297501

Beverly Hills, CA

Past

August 10, 2017 - March 9, 2018

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

BEVERLY HILLS, CA

Past

August 10, 2017 - March 9, 2018

RBC CAPITAL MARKETS, LLC

CRD#: 31194

BEVERLY HILLS, CA

Past

June 1, 2009 - August 11, 2017

MORGAN STANLEY

RIA

CRD#: 149777

BEVERLY HILLS, CA

Past

June 1, 2009 - August 11, 2017

MORGAN STANLEY

CRD#: 149777

BEVERLY HILLS, CA

Past

March 27, 2009 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

BEVERLY HILLS, CA

Past

March 27, 2009 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

BEVERLY HILLS, CA

Past

July 8, 1997 - April 14, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

BEVERLY HILLS, CA

Past

February 12, 1997 - April 14, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

BEVERLY HILLS, CA

Past

March 24, 1994 - February 13, 1997

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GREAT GABLE WEALTH MANAGEMENT, LLC

GREAT GABLE ADVISORS, LLC | GREAT GABLE WEALTH MANAGEMENT, LLC | GREAT GABLE WEALTH MANAGEMENT

CRD#: 297501 / SEC#: 801-120416

RIA

Registered Investment Advisory firm - (3/5/2021 Approved)

California

Registered Investment Advisory firm - (4/7/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/10/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/25/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/28/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/9/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/23/1994

General Securities Representative Examination

Current Firm

GREAT GABLE WEALTH MANAGEMENT, LLC

GREAT GABLE ADVISORS, LLC | GREAT GABLE WEALTH MANAGEMENT, LLC | GREAT GABLE WEALTH MANAGEMENT

CRD#: 297501 / SEC#: 801-120416

RIA

Registered Investment Advisory firm - (3/5/2021 Approved)

California

Registered Investment Advisory firm - (4/7/2021 Terminated)

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Contact information

Main Address

315 S. Beverly Dr Suite 406, Beverly Hills, CA 90212

Mailing Address

Phone number

(415) 986-1116

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GREAT GABLE WEALTH ADVISORS FORM ADV PART 2 (3/27/2025)

Regulatory assets under management

Total Number of Accounts	490
AUM (Assets Under Management)	$ 189,708,295

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Amir N. Navab

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Amir Nmn Navab's CRS (Customer Relationship Summary).

Certified licenses

Experience

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

CITIGROUP GLOBAL MARKETS INC.

Primary Firm SEC Registration

GREAT GABLE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/25/1995

Series 63

Date: 3/28/1994

SIE

Date: 3/9/2018

Series 7

Date: 3/23/1994

Current Firm

GREAT GABLE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GREAT GABLE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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