Barry E. Federici

FAMILY FIRST WEALTH MANAGEMENT

Sycamore, IL 60178

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CRD#: 2436730

Professional summary

Barry Edward Federici, CFP® is a registered financial advisor currently at FAMILY FIRST WEALTH MANAGEMENT located in Sycamore, Illinois.

Barry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Barry has worked at 5 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

What are your service offerings?

Small Business Planning

Retirement Planning

Inheritance

Divorce Planning

Investment Planning

Estate Planning

Comprehensive Financial Planni...

Business Succession Planning

Tax Planning

Retirement Income Management

Do you have an area of expertise or specialization?

AUM

Business Owners

College/Education Planning

Corporate Executives

Divorce Planning

Entrepreneurs

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FAMILY FIRST WEALTH MANAGEMENT LLC / INVESTMENT RELATED / SYCAMORE IL / REGISTERED INVESTMENT ADVISOR / OWNER / AUG 2019 / 150 HOURS PER MONTH / 100% DURING TRADING HOURS SALUTING SUCCESS, LLC / NON INVESTMENT RELATED / DEKLAB IL / PROPERTY MANAGEMENT TRUST / OWNER / MAR 2019 / 8 HOURS PER MONTH / 100% DURING TRADING HOURS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barry Edward Federici's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

January 8, 2020 - Present

FAMILY FIRST WEALTH MANAGEMENT

Office #1: 2560 Hauser Ross Dr, Ste 400, Sycamore, IL 60178

RIA

CRD#: 306030

Sycamore, IL

Past

January 18, 2022 - August 5, 2022

ORIGIN INVESTMENT ADVISORY LLC

RIA

CRD#: 305353

DEKALB, IL

Past

January 21, 1996 - March 17, 1997

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

May 15, 1995 - January 1, 1996

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

June 27, 1994 - April 20, 1995

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(1/8/2020)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/20/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/24/1994

General Securities Representative Examination

Current Firm

FAMILY FIRST WEALTH MANAGEMENT

FAMILY FIRST WEALTH MANAGEMENT | FFWM | FAMILY FIRST WEALTH MANAGEMENT, LLC

CRD#: 306030 / SEC#:

Illinois

Registered Investment Advisory firm - (1/8/2020 Approved)

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Contact information

Main Address

2560 Hauser Ross Dr, Ste 400, Sycamore, IL 60178

Mailing Address

Phone number

(815) 517-1755

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	23
AUM (Assets Under Management)	$ 15,007,771

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Barry E. Federici

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Barry Edward Federici's CRS (Customer Relationship Summary).

Certified licenses

Experience

FAMILY FIRST WEALTH MANAGEMENT

ORIGIN INVESTMENT ADVISORY LLC

A. G. EDWARDS & SONS, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

EDWARD JONES

State Registrations and Notice Filings

Exams

Series 63

Date: 6/20/1994

Series 7

Date: 6/24/1994

Current Firm

FAMILY FIRST WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FAMILY FIRST WEALTH MANAGEMENT

TRUST BUT VERIFY

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