MW
Michael S. Walling
ARKADIOS WEALTH ADVISORS
Scottsdale, AZ 85258
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CRD#: 2436715
MW
Professional summary
Michael Scott Walling, who also goes by Mike Walling, is a registered financial advisor currently at ARKADIOS WEALTH ADVISORS located in Scottsdale, Arizona and ARKADIOS CAPITAL located in Scottsdale, Arizona.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Michael has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mike Walling
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)1.RBG CAPITAL LLC; NOT INVESTMENT RELATED; 9590 E IRONWOOD SQUARE DR, SUITE 101,SCOTTSDALE,AZ 85258; INDEPENDENT FINANCIAL ADVISORY OPERATING ENTITY FOR S LICHTBLAU AND M WALLING; PARTNER/OWNER; 9/2003; 140 HRS/MO; 7HRS/DAY; COMPENSATED THROUGH PARTNERSHIP AGREEMENT; BUSINESS LINES INCLUDE: WEALTH MANAGEMENT, LIFE INSURANCE -VARIOUS APPOINTMENTS, BUSINESS SUCCESSION PLANNING, INVESTMENT BANKING SERVICES 1) MERGERS & ACQUISITIONS ADVISORY AND CONSULTING, 2) GROWTH EQUITY & DEBT ADVISORY, 3) CAPITAL STRUCTURES CONSULTING; 2.WALLING BROTHER LLC; NOT INVESTMENT RELATED; 10144 E BECKER LN SCOTTSDALE AZ 85258; HOLDING COMPANY FOR MYSELF AND JEFF WALLING; PARTNER; 5.2005; 4HRS/MO; >1HR/DAY; SHAREHOLDER AGREEMENT WITH JEFF WALLING, NO DIRECT COMPENSATION OR ACTIVE INCOME; OWNS & OPERATES A REBATH FRANCHISE IN TUCSON AZ, LAS VEGAS, NV, EL PASO, TX. MAJORITY OWNERS & OPERATERS OF PETWELLCLINIC FRANCHISES IN MARICOPA COUNTY. OWNS COMMERCIAL PROPERTIES IN TUCSON AND SCOTTSDALE, AZ.; 3.GLW CAPITAL ADVISORS LLC; 9590 E IRONWOOD SQUARE DR, SUITE 101,SCOTTSDALE,AZ 85258; HOLDING COMPANY;MANAGER;8/2005;1 HR/MONTH;0 HRS DURING TRADING;MANAGER OF HOLDING COMPANY WITH STEVE LICHTBLAU
CRS (Client Relationship Summary) - RIA
Click below to view Michael Scott Walling's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 8, 2023 - Present
ARKADIOS WEALTH ADVISORS
Office #1: 9590 E Ironwood Square Dr Unit 101, Scottsdale, AZ 85258RIA
CRD#: 288863
Scottsdale, AZ
Current
November 8, 2023 - Present
ARKADIOS CAPITAL
Office #1: 9590 E Ironwood Square Dr Unit 101, Scottsdale, AZ 85258BD
CRD#: 282710
Scottsdale, AZ
Past
December 14, 2009 - November 10, 2023
TRIAD ADVISORS LLC
RIA
CRD#: 25803
Scottsdale, AZ
Past
December 2, 2009 - November 10, 2023
TRIAD ADVISORS LLC
BD
CRD#: 25803
Scottsdale, AZ
Past
June 13, 1995 - December 2, 2009
CINCINNATI ANALYSTS, INC.
BD
CRD#: 5478
PHOENIX, AZ
Past
January 1, 1995 - June 5, 1995
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
CONSHOHOCKEN, PA
Past
January 1, 1994 - December 31, 1994
CINCINNATI ANALYSTS, INC.
BD
CRD#: 5478
CINCINNATI, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ARKADIOS WEALTH ADVISORS
1031 SOLUTIONS | ZIMCO CAPITAL | WHITESTONE WEALTH MANAGEMENT | WHEELER WEALTH | WEBB GARNER | WEALTHSTONE GROUP | WEALTH ARCHITECTS, INC. | TUCKER INVESTMENT COUNSEL | TNT FINANCIAL SERVICES, LLC | THOMPSON/PRATT CAPITAL MANAGEMENT LLC | THE OAK FINANCIAL GROUP | TEXAS REGIONAL BANK | TBAER WEALTH MANAGEMENT | STRIVE FINANCIAL | STEWARDSHIP WEALTH MANAGEMENT | SR BROWN FINANCIAL SERVICES | SOUTHPARK CAPITAL | SINCLAIR FINANCIAL | SHEPPARD MOSHER WEALTH MANAGEMENT | SELECT WEALTH ADVISORS LLC | SECURA WEALTH MANAGEMENT | RUSSELL TOTAL WEALTH AND WELLNESS | RIVERTAN FINANCIAL | REVOLUTION X | RESOURCE INVESTMENT ARCHITECTS | RBG CAPITAL | RANGER WEALTH | PROXIMITY FINANCIAL PARTNERS | PRESERVATION SPECIALISTS, LLC | PIEDMONT WEALTH PARTNERS | PERSONAL PORTFOLIOS | PERCH WEALTH | PEAK RETIREMENT GROUP | PARRY FINANCIAL ADVISORS | OAK FINANCIAL ADVISORS | NGC GLOBAL WEALTH MANAGEMENT | MOORE INVESTED | MONARCH CAPITAL ADVISORS | MCFARLIN CAPITAL, LLC | MATRIX WEALTH MANAGEMENT | KLESTINSKI RAPP MARMITT INVESTMENT COUNSEL | KINSHIP WEALTH PARTNERS | KG WEALTH | KEYSTONE CAPITAL PARTNERS GROUP | INTEGRITY FINANCIAL | HOLOS INTEGRATED WEALTH | HERITAGE PENSION ADVISORS | HARVEST WEALTH ADVISORS | GULF COAST WEALTH MANAGEMENT | GREGG LENTZ & ASSOCIATES | G.L. SMITH AND ASSOCIATES | FOUNDATION FINANCIAL GROUP | FORESIGHT FINANCIAL PARTNERS | EXCLUSIVE FINANCIAL RESOURCES | EXCLUSIVE ADVISORS LLC | EAST PACES GROUP | DOWNEAST PRIVATE WEALTH | CREATIVE CAPITAL WEALTH MANAGEMENT | CORBET CAPITAL | CLOVER CAPITAL PARTNERS | BOB BURKE FINANCIAL SERVICES | BLUECHIP WEALTH ADVISORS | BERG FINANCIALS | BANDER WEALTH MANAGEMENT | ARKADIOS WEALTH ADVISORS LLC | ARKADIOS WEALTH ADVISORS | AKERS FINANCIAL GROUP | AIM ADVISERS
CRD#: 288863 / SEC#: 801-110833
RIA
Registered Investment Advisory firm - (7/17/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(11/8/2023)
IAR
Arizona(11/16/2023)
RR
California(11/8/2023)
RR
Colorado(11/8/2023)
RR
Florida(11/8/2023)
RR
Georgia(11/8/2023)
RR
Hawaii(11/8/2023)
RR
Kentucky(1/16/2025)
RR
Montana(11/8/2023)
RR
Nevada(11/8/2023)
RR
Texas(11/8/2023)
IAR
Texas(11/8/2023)
RR
Utah(11/8/2023)
RR
Virginia(11/8/2023)
RR
Washington(11/8/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AW
ARKADIOS WEALTH ADVISORS
1031 SOLUTIONS | ZIMCO CAPITAL | WHITESTONE WEALTH MANAGEMENT | WHEELER WEALTH | WEBB GARNER | WEALTHSTONE GROUP | WEALTH ARCHITECTS, INC. | TUCKER INVESTMENT COUNSEL | TNT FINANCIAL SERVICES, LLC | THOMPSON/PRATT CAPITAL MANAGEMENT LLC | THE OAK FINANCIAL GROUP | TEXAS REGIONAL BANK | TBAER WEALTH MANAGEMENT | STRIVE FINANCIAL | STEWARDSHIP WEALTH MANAGEMENT | SR BROWN FINANCIAL SERVICES | SOUTHPARK CAPITAL | SINCLAIR FINANCIAL | SHEPPARD MOSHER WEALTH MANAGEMENT | SELECT WEALTH ADVISORS LLC | SECURA WEALTH MANAGEMENT | RUSSELL TOTAL WEALTH AND WELLNESS | RIVERTAN FINANCIAL | REVOLUTION X | RESOURCE INVESTMENT ARCHITECTS | RBG CAPITAL | RANGER WEALTH | PROXIMITY FINANCIAL PARTNERS | PRESERVATION SPECIALISTS, LLC | PIEDMONT WEALTH PARTNERS | PERSONAL PORTFOLIOS | PERCH WEALTH | PEAK RETIREMENT GROUP | PARRY FINANCIAL ADVISORS | OAK FINANCIAL ADVISORS | NGC GLOBAL WEALTH MANAGEMENT | MOORE INVESTED | MONARCH CAPITAL ADVISORS | MCFARLIN CAPITAL, LLC | MATRIX WEALTH MANAGEMENT | KLESTINSKI RAPP MARMITT INVESTMENT COUNSEL | KINSHIP WEALTH PARTNERS | KG WEALTH | KEYSTONE CAPITAL PARTNERS GROUP | INTEGRITY FINANCIAL | HOLOS INTEGRATED WEALTH | HERITAGE PENSION ADVISORS | HARVEST WEALTH ADVISORS | GULF COAST WEALTH MANAGEMENT | GREGG LENTZ & ASSOCIATES | G.L. SMITH AND ASSOCIATES | FOUNDATION FINANCIAL GROUP | FORESIGHT FINANCIAL PARTNERS | EXCLUSIVE FINANCIAL RESOURCES | EXCLUSIVE ADVISORS LLC | EAST PACES GROUP | DOWNEAST PRIVATE WEALTH | CREATIVE CAPITAL WEALTH MANAGEMENT | CORBET CAPITAL | CLOVER CAPITAL PARTNERS | BOB BURKE FINANCIAL SERVICES | BLUECHIP WEALTH ADVISORS | BERG FINANCIALS | BANDER WEALTH MANAGEMENT | ARKADIOS WEALTH ADVISORS LLC | ARKADIOS WEALTH ADVISORS | AKERS FINANCIAL GROUP | AIM ADVISERS
CRD#: 288863 / SEC#: 801-110833
RIA
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Contact information
Main Address
2827 Peachtree Rd Ne, Suite 510, Atlanta, GA 30305
Mailing Address
Phone number
(404) 445-0035
Established
Firm type
Fiscal year end
# of Employees
188
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,091 |
| AUM (Assets Under Management) | $ 3,856,398,203 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
