GG
Geffrey G. Gioia
STRATEGIC ADVISERS LLC
HIGHLANDS RANCH, CO
Some features on this profile are disabled
CRD#: 2436341
GG
Professional summary
Geffrey G Gioia, who also goes by Geffery Geno Gioia, Geffrey Geno Gioia, Geff Gioia, Geffery G Gioia, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Highlands Ranch, Colorado and FIDELITY BROKERAGE SERVICES LLC located in Greenwood Village, Colorado.
Geffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Geffrey has worked at 12 firms and has passed the Series 66, Series 63, SIE, Series 55, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Geffery Geno Gioia | Geffrey Geno Gioia | Geff Gioia | Geffery G Gioia
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Geffrey G Gioia's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 6501 S Fiddlers Green Circle Ste 300 - 600, Greenwood Village, CO 80111-5039RIA
CRD#: 104555
HIGHLANDS RANCH, CO
Current
January 6, 2020 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 6501 S Fiddler's Green Circle Ste 300 - 600, Greenwood Village, CO 80111-4932BD
CRD#: 7784
Greenwood Village, CO
Past
January 13, 2020 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
GREENWOOD VILLAGE, CO
Past
June 7, 2019 - November 19, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
AKRON, OH
Past
April 3, 2019 - November 19, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
AKRON, OH
Past
May 13, 2013 - June 4, 2017
AMERICA NORTHCOAST SECURITIES, INC.
BD
CRD#: 16076
CLEVELAND, OH
Past
May 13, 2013 - February 8, 2019
NORTHCOAST RESEARCH PARTNERS, LLC
BD
CRD#: 149109
Cleveland, OH
Past
October 1, 2010 - April 16, 2013
LONGBOW SECURITIES, LLC
BD
CRD#: 135738
INDEPENDENCE, OH
Past
April 13, 2010 - September 30, 2010
B. RILEY WEALTH MANAGEMENT
BD
CRD#: 2543
BRECKSVILLE, OH
Past
October 21, 2002 - February 8, 2010
FTN EQUITY CAPITAL MARKETS CORP.
BD
CRD#: 119625
CLEVELAND, OH
Past
January 2, 2001 - October 21, 2002
FHN FINANCIAL SECURITIES CORP.
BD
CRD#: 46346
MEMPHIS, TN
Past
February 26, 1996 - January 2, 2001
FIFTH THIRD/MAXUS SECURITIES INC
BD
CRD#: 6790
CLEVELAND, OH
Past
March 22, 1994 - March 22, 1996
ROULSTON RESEARCH CORP.
BD
CRD#: 3235
CLEVELAND, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/8/2020)
RR
Alaska(1/8/2020)
RR
Arizona(1/8/2020)
RR
Arkansas(1/8/2020)
RR
California(1/8/2020)
RR
Colorado(1/6/2020)
IAR
Colorado(3/31/2025)
RR
Connecticut(1/8/2020)
RR
Delaware(1/8/2020)
RR
District of Columbia(1/8/2020)
RR
Florida(1/8/2020)
RR
Georgia(1/8/2020)
RR
Hawaii(1/8/2020)
RR
Idaho(1/8/2020)
RR
Illinois(1/8/2020)
RR
Indiana(1/8/2020)
RR
Iowa(1/8/2020)
RR
Kansas(1/8/2020)
RR
Kentucky(1/8/2020)
RR
Louisiana(1/8/2020)
RR
Maine(1/8/2020)
RR
Maryland(1/8/2020)
RR
Massachusetts(1/8/2020)
RR
Michigan(1/8/2020)
RR
Minnesota(1/8/2020)
RR
Mississippi(1/8/2020)
RR
Missouri(1/8/2020)
RR
Montana(1/8/2020)
RR
Nebraska(1/8/2020)
RR
Nevada(1/8/2020)
RR
New Hampshire(1/8/2020)
RR
New Jersey(1/8/2020)
RR
New Mexico(1/8/2020)
RR
New York(1/8/2020)
RR
North Carolina(1/8/2020)
RR
North Dakota(1/8/2020)
RR
Ohio(1/9/2020)
RR
Oklahoma(1/8/2020)
RR
Oregon(1/8/2020)
RR
Pennsylvania(1/8/2020)
RR
Puerto Rico(1/8/2020)
RR
Rhode Island(1/8/2020)
RR
South Carolina(1/8/2020)
RR
South Dakota(1/8/2020)
RR
Tennessee(1/8/2020)
RR
Texas(1/8/2020)
IAR
Texas(3/31/2025)
RR
Utah(1/8/2020)
RR
Vermont(1/8/2020)
RR
Virginia(1/8/2020)
RR
Washington(1/8/2020)
RR
West Virginia(1/8/2020)
RR
Wisconsin(1/8/2020)
RR
Wyoming(1/8/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 12/17/1999
Limited Representative-Equity Trader ExamGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
