James E. Capra
STRATEGIC ADVISERS LLC | Vice President, Wealth Planner
NATICK, MA
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CRD#: 2436078
Professional summary
James E Capra, CFP®, who also goes by James Edward Capra, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Natick, Massachusetts and FIDELITY BROKERAGE SERVICES LLC located in Westwood, Massachusetts.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. James has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 9 and Series 10 exams.
Biography
I have spent 29 years in the industry helping clients create, implement and manage personalized wealth plans. As a Wealth Planner I partner with clients to design a vision for their plan and create a strategy that allows them to have confidence that their plan will be carried through.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
James Edward Capra
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view James E Capra's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Education
Babson College, F.W. Olin Graduate School of Business
Master of Business Administration (MBA) - Business
2002
Lesley University
Bachelor of Business Administration - Busienss
1994
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 109 University Ave Ste 107, Westwood, MA 02090-2306RIA
CRD#: 104555
NATICK, MA
Current
May 26, 1995 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 109 University Ave Ste 107, Westwood, MA 02090-2306BD
CRD#: 7784
Westwood, MA
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
BOSTON, MA
Past
July 30, 1998 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
WESTWOOD, MA
Past
July 27, 1994 - May 26, 1995
FIDELITY DISTRIBUTORS COMPANY LLC
BD
CRD#: 17507
SMITHFIELD, RI
Past
January 7, 1994 - July 22, 1994
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/4/2022)
RR
California(1/23/2001)
RR
Connecticut(2/13/2001)
RR
Florida(5/26/1995)
RR
Georgia(2/12/2021)
RR
Hawaii(9/13/2017)
RR
Maine(7/9/2024)
RR
Maryland(11/17/2009)
RR
Massachusetts(5/26/1995)
IAR
Massachusetts(3/31/2025)
RR
New Hampshire(1/3/1996)
RR
New Jersey(5/12/2021)
RR
New York(9/28/2004)
RR
North Carolina(10/17/2023)
RR
Oklahoma(4/10/2024)
RR
Pennsylvania(4/23/2020)
RR
Rhode Island(5/26/1995)
RR
South Carolina(5/20/2024)
RR
Tennessee(8/21/2024)
RR
Texas(5/31/2011)
IAR
Texas(3/31/2025)
RR
Vermont(5/31/2011)
RR
Virginia(3/25/2023)
RR
Washington(11/17/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Vice President, Wealth PlannerCRD#: 104555Natick, MATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
