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MM

Michael Z. Magat

WEILD & CO.
Boulder, CO 80303
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CRD#: 2435981
MM

Professional summary


Michael Zuniga Magat, who also goes by Michael Magat, Mike Magat, is a registered financial advisor currently at WEILD & CO. located in Boulder, Colorado.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1994. Michael has worked at 15 firms and has passed the Series 63, Series 66, SIE, Series 79, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Michael Magat | Mike Magat

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Michael Zuniga Magat's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 13, 2018 - Present

WEILD & CO.

Office #1: 777 29th Street Suite 402, Boulder, CO 80303
BD
CRD#: 132398
Boulder, CO
Past

September 23, 2011 - October 4, 2016

FINANCIAL WEST GROUP

BD
CRD#: 16668
PASADENA, CA
Past

August 9, 2011 - November 14, 2014

FINANCIAL WEST GROUP

RIA
CRD#: 16668
PASADENA, CA
Past

July 30, 2004 - September 19, 2012

MZM CAPITAL MANAGEMENT, INC.

RIA
CRD#: 126120
RANCHO CUCAMONGA, CA
Past

July 27, 2004 - February 1, 2005

WESTCAP SECURITIES, INC.

BD
CRD#: 45250
IRVINE, CA
Past

February 11, 2002 - August 13, 2002

FIRST ALLIED SECURITIES, INC.

BD
CRD#: 32444
SAN DIEGO, CA
Past

September 6, 2000 - February 11, 2002

INTERFIRST CAPITAL CORPORATION

BD
CRD#: 7659
LOS ANGELES, CA
Past

May 24, 1999 - September 6, 2000

BARRON CHASE SECURITIES, INC.

BD
CRD#: 18969
BOCA RATON, FL
Past

August 14, 1998 - April 30, 1999

NATIONAL CLEARING CORP.

BD
CRD#: 14343
SHERMAN OAKS, CA
Past

October 16, 1997 - February 11, 1998

BARRON CHASE SECURITIES, INC.

BD
CRD#: 18969
BOCA RATON, FL
Past

July 12, 1996 - December 3, 1996

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

August 25, 1995 - September 1, 1995

INVESTORS ASSOCIATES, INC.

BD
CRD#: 958
HACKENSACK, NJ
Past

August 18, 1995 - September 12, 1995

H.J. MEYERS & CO., INC.

BD
CRD#: 15609
ROCHESTER, NY
Past

March 30, 1995 - August 29, 1995

THE BOSTON GROUP

BD
CRD#: 37652
LOS ANGELES, CA
Past

February 9, 1995 - April 12, 1995

A.S. GOLDMEN & CO., INC.

BD
CRD#: 23180
RED BANK, NJ
Past

June 27, 1994 - June 15, 1995

MEYERS SECURITIES CORPORATION

BD
CRD#: 7183
ROCHESTER, NY
Past

February 1, 1994 - March 28, 1994

ANNANDALE SECURITIES, INC.

BD
CRD#: 23506

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(9/13/2018)
RR
Colorado
(9/14/2018)
RR
Florida
(10/15/2021)
RR
New York
(9/27/2018)
RR
Texas
(11/27/2018)
RR
Washington
(2/11/2019)

Exams


State Security Law Exam
RR
Series 63
Date: 10/12/2011
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 3/22/2001
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


W&
WEILD & CO.
CMA PARTNERS, LLC | WEILD CAPITAL, LLC | WEILD & CO., LLC | WEILD & CO. | THE NATIONAL RESEARCH STANDARD, INC. | THE NATIONAL RESEARCH STANDARD | THE NATIONAL RESEARCH EXCHANGE | ISSUWORKS CAPITAL, LLC

CRD#: 132398 / SEC#: , 8-66593

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information


Main Address
777 29th Street Suite 402, Boulder, CO 80303
Mailing Address
777 29th Street Suite 402, Boulder, CO 80303
Phone number
(303) 223-9621
Established
New York since 10/22/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
WEILD & CO., INC.SOLE MEMBER
ONESTO, RICHARD ERNESTFINOP2453096
WEILD, DAVID IVMEMBER, CHAIRMAN AND CEO1336395
WEILD, DAVID IVCHIEF COMPLIANCE OFFICER, AML PRINCIPAL1336395

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


WEILD & CO.

CRD#: 132398Boulder, CO 80303

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