Omar A. Baksh
Professional summary
Omar Altamont Baksh, who also goes by Omar A Baksh, is a registered financial professional currently at GARDEN STATE SECURITIES, INC. located in Red Bank, New Jersey.
Omar is registered as a RR (Registered Representative) and started their career in finance in 1994. Omar has worked at 7 firms and has passed the Series 63, Series 52TO, SIE, Series 7 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Omar Altamont Baksh's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 3, 2010 - Present
GARDEN STATE SECURITIES, INC.
Office #1: 328 Newman Springs Road, Red Bank, NJ 07701September 27, 2002 - May 28, 2010
PAULSON INVESTMENT COMPANY LLC
December 21, 2001 - September 27, 2002
SCHNEIDER SECURITIES, INC.
June 14, 1995 - December 21, 2001
GLOBAL CAPITAL SECURITIES CORPORATION
August 19, 1994 - June 20, 1995
H.J. MEYERS & CO., INC.
August 5, 1994 - August 19, 1994
WESTFIELD FINANCIAL CORPORATION
March 10, 1994 - September 15, 1994
HIBBARD BROWN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/3/2010)
(6/3/2010)
(3/22/2017)
(6/7/2010)
(6/3/2010)
(6/3/2010)
(6/2/2017)
(6/3/2010)
(3/23/2017)
(3/23/2017)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
Current Firm
GARDEN STATE SECURITIES, INC.
CRD#: 10083 / SEC#: , 8-25790
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMBROSINO, RAYMOND EDWARD | DIRECTOR/SHAREHOLDER | 2070784 |
| DEROSA, KEVIN JOHN | DIRECTOR/SHAREHOLDER | 2314895 |
| PERROTTO, LOUIS LUCKY JR | DIRECTOR/SHAREHOLDER/CHIEF EXECUTIVE OFFICER | 3053498 |
| SARI, SCOTT HENRY | DIRECTOR/SHAREHOLDER | 2226426 |
| MALONE, PATRICK ANTHONY | CHIEF SUPERVISORY OFFICER | 2143703 |
| MCMULLIN, ROBERT | CHIEF FINANCIAL OFFICER | 1540045 |
| TRIGILI, STEVEN DAVID | CHIEF COMPLIANCE OFFICER | 2232496 |
Disclosures
| Regulatory Event | 24 |
| Arbitration | 3 |
Red Flags
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