DB
David Barol
CREATIVEONE SECURITIES
Bala Cynwyd, PA 19004
Some features on this profile are disabled
CRD#: 2435166
DB
Professional summary
David Barol, CFP®, ChFC®, CLU® is a registered financial advisor currently at CREATIVEONE SECURITIES, LLC located in Bala Cynwyd, Pennsylvania.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. David has worked at 16 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) KEYAMS (Keystone Asset Management Strategies); Investment Related; 1011 Sharpless Road, Elkins Park PA 19027; Financial Services; President/Agent; 01/2001; 200 hrs/mo; 160 hrs/mo 2.) KEYAMS (Keystone Asset Management Strategies); 1011 Sharpless Road, Elkins Park PA 19027; Working with hospitals and non profits to create incentive programs; Co-Founder; 10/2018; 2hrs/mo; 2 hrs/mo 3.) Integrated Trust Services; not investment related; 7373 E. Doubletree Ranch Road Second Floor Suite Scottsdale, AZ 85258; Help people avoid probate; Referral Consultant; 08/2024; 10 hrs/mo; 8 hrs/mo; refer people to ITS 4.) Bridge to Knowledge by David Barol; not investment related; 1011 Sharpless Road Elkins Park, PA 19027; Podcast; Speaker; KEYAMS is a sponsor; 02/2020; 12 hrs/mo; 6 hrs/mo 5.) Bala House Publishing; not investment related; 45 East City Avenue Suite 510 Bala Cynwyd, PA 19004; Book publishing sales; Principal; 01/2014; 10 hrs/mo; 0 hrs/mo
CRS (Client Relationship Summary) - RIA
Click below to view David Barol's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view David Barol's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1998
Experience
Current
March 28, 2023 - Present
CREATIVEONE SECURITIES, LLC
Office #1: 150 Monument Avenue Suite 207, Bala Cynwyd, PA 19004RIA
BD
CRD#: 152974
Bala Cynwyd, PA
Current
March 28, 2023 - Present
CREATIVEONE SECURITIES, LLC
Office #1: 150 Monument Avenue Suite 207, Bala Cynwyd, PA 19004RIA
BD
CRD#: 152974
Bala Cynwyd, PA
Past
February 22, 2019 - April 20, 2023
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
BALA CYNWYD, PA
Past
February 22, 2019 - April 20, 2023
SECURITIES AMERICA, INC.
BD
CRD#: 10205
DINGMANS FERRY, PA
Past
October 18, 2017 - February 26, 2019
QUESTAR ASSET MANAGEMENT, INC.
RIA
CRD#: 133358
BALA CYNWYD, PA
Past
October 16, 2017 - February 26, 2019
QUESTAR CAPITAL CORPORATION
BD
CRD#: 43100
BALA CYNWYD, PA
Past
April 4, 2016 - October 30, 2017
OSAIC FA, INC.
RIA
CRD#: 3978
BERWYN, PA
Past
April 4, 2016 - October 30, 2017
OSAIC FA, INC.
BD
CRD#: 3978
BERWYN, PA
Past
February 26, 2013 - April 4, 2016
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
BALA CYNWYD, PA
Past
February 26, 2013 - April 4, 2016
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
BALA CYNWYD, PA
Past
August 24, 2010 - February 27, 2013
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
BALA CYNWYD, PA
Past
August 24, 2010 - February 27, 2013
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
BALA CYNWYD, PA
Past
October 7, 2008 - August 31, 2010
LPL FINANCIAL LLC
RIA
CRD#: 6413
LOWER GWYNEDD, PA
Past
October 7, 2008 - August 31, 2010
LPL FINANCIAL LLC
BD
CRD#: 6413
LOWER GWYNEDD, PA
Past
March 16, 2004 - October 20, 2008
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
PLYMOUTH MEETING, PA
Past
March 6, 2001 - October 20, 2008
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
PLYMOUTH MEETING, PA
Past
January 4, 2001 - March 13, 2001
CETERA ADVISORS LLC
BD
CRD#: 10299
GREENWOOD VILLAGE, CO
Past
August 9, 2000 - December 31, 2000
SLD AMERICA EQUITIES, INC.
BD
CRD#: 36259
WEST CHESTER, PA
Past
August 4, 2000 - December 31, 2000
CETERA ADVISORS LLC
BD
CRD#: 10299
GREENWOOD VILLAGE, CO
Past
August 27, 1998 - July 27, 2000
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
NEWARK, DE
Past
April 10, 1997 - September 11, 1998
NYLIFE SECURITIES LLC
BD
CRD#: 5167
NEW YORK, NY
Past
January 30, 1995 - April 1, 1997
CINCINNATI ANALYSTS, INC.
BD
CRD#: 5478
CINCINNATI, OH
Past
January 12, 1994 - July 11, 1994
LINCOLN INVESTMENT
BD
CRD#: 519
FORT WASHINGTON, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CS
CREATIVEONE SECURITIES, LLC
AFFINITY ASSET MANAGEMENT | WESTERN LAKES FINANCIAL | WEATLH WISDOM GROUP | WALLSTREET GROUP ADVISORS, LLC | VOYAGE FINANCIAL PARTNERS | VJH CONCIERGE FINANCIAL PLANNING | UPSTATE WEALTH MANAGEMENT | THOMAS FINANCIAL | THE NORTHEASTERN GROUP | SECURE FINANCIAL SERVICES, INC | SAWYER WEALTH MANAGEMENT | SABATKA FINANCIAL ADVISORY SERVICE, INC. | RZA WEALTH MANAGEMENT | RUNDAHL FINANCIAL CONSULTANTS | RSL FINANCIAL MANAGEMENT | ROBINSON FINANCIAL | RG INVESTMENTS | RETIREMENT DEFENDERS | RASBERRY FINANCIAL SERVICES | QUANTUM ASSET MANAGEMENT | PRAIRIELAND INSURANCE GROUP, LLC | NUTTER WEALTH MANAGEMENT | NORTH COUNTY FINANCIAL ASSOCIATES | NEST BENEFITS | MWI | MUNKER FINANCIAL | MONK FINANCIAL ADVISORS | MIKE KLOBERDANZ, CHFC, LUTCF & ASSOCIATES | MIKE AXTON & ASSOCIATES | MG NASH FINANCIAL SOLUTIONS, INC | MANAGING WEALTH & INCOME | LUND FINANCIAL MANAGEMENT | LLP FINANCIAL SERVICES | LIFETIME FINANCIAL PLANNING | LEWIS RETIREMENT SOLUTIONS, LLC | KEYSTONE ASSET MANAGEMENT | KAIZEN FINANCIAL GROUP | JUDY FINANCIAL GROUP, INC | JOHNSON FINANCIAL | JENKINS & ASSOCIATES | IWM FINANCIAL, INC | INTEGRITY INVESTMENTS, INC | HAYDENROCK FINANCIAL, LLC | HARVEST FINANCIAL GROUP | GULF COAST RETIREMENT SOLUTIONS | GREER FINANCIAL SOLUTIONS, LLC | GRAND CANYON PLANNING | FUNDS MANAGEMENT, INC. | FOOTE FINANCIAL GROUP | FINANCIAL SOLUTIONS GROUP, LLC | FINANCIAL CHOREOGRAPHY LLC | EVERSON TAX & FINANCIAL SERVICES | ETA FINANCIAL SERVICES | EPHAS FINANCIAL | DS DRELICH WEALTH MANAGEMENT | DIVERSIFIED ASSET MANAGEMENT | CREATIVEWEALTH KANSAS CITY | CREATIVEONE SECURITIES, LLC | CREATIVE ONE SECURITIES, LLC | CORNERSTONE FINANCIAL | COOK FINANCIAL GROUP | CONFIANCE FINANCIAL ADVISORY | COMPASS FINANCIAL WEALTH MANAGEMENT | COASTAL CAPITAL INVESTMENT SERVICES | CLIENT ONE SECURITIES, LLC | CLIENT ONE SECURITIES LLC | CLC FINANCIAL SERVICES, LLC | CARTIER FINANCIAL | CARSTENS FINANCIAL GROUP | BENCHMARK FINANCIAL GROUP | BELLUE & ASSOCIATES | BAACKE INSURANCE SERVICES, INC. | ATLANTIC COAST ADVISORY GROUP | ASSOCIATES GROUP OF COMPANIES | AMERICA'S RETIREMENT ADVISORY GROUP | AMBROSE FINANCIAL & INSURANCE SERVICES, LLC
CRD#: 152974 / SEC#: 801-78158, 8-68494
RIA
Registered Investment Advisory firm - SEC (6/5/2013 Approved)Arizona
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Arkansas
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)California
Registered Investment Advisory firm - SEC (7/5/2013 Terminated)Colorado
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)Connecticut
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)Delaware
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)Florida
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Georgia
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Idaho
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)Illinois
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Indiana
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)Iowa
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Kansas
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Louisiana
Registered Investment Advisory firm - SEC (6/12/2013 Terminated)Maine
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Maryland
Registered Investment Advisory firm - SEC (6/17/2013 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (7/24/2013 Terminated)Minnesota
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Mississippi
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Missouri
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Montana
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Nebraska
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)New Jersey
Registered Investment Advisory firm - SEC (6/26/2013 Terminated)New York
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)North Carolina
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Ohio
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)South Carolina
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Texas
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Virginia
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)West Virginia
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/28/2023)
RR
Delaware(3/28/2023)
RR
Florida(3/28/2023)
RR
Georgia(3/28/2023)
RR
New Jersey(3/28/2023)
RR
North Carolina(4/20/2023)
RR
Pennsylvania(3/28/2023)
IAR
Pennsylvania(3/28/2023)
RR
South Carolina(3/28/2023)
RR
Texas(3/28/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CS
CREATIVEONE SECURITIES, LLC
AFFINITY ASSET MANAGEMENT | WESTERN LAKES FINANCIAL | WEATLH WISDOM GROUP | WALLSTREET GROUP ADVISORS, LLC | VOYAGE FINANCIAL PARTNERS | VJH CONCIERGE FINANCIAL PLANNING | UPSTATE WEALTH MANAGEMENT | THOMAS FINANCIAL | THE NORTHEASTERN GROUP | SECURE FINANCIAL SERVICES, INC | SAWYER WEALTH MANAGEMENT | SABATKA FINANCIAL ADVISORY SERVICE, INC. | RZA WEALTH MANAGEMENT | RUNDAHL FINANCIAL CONSULTANTS | RSL FINANCIAL MANAGEMENT | ROBINSON FINANCIAL | RG INVESTMENTS | RETIREMENT DEFENDERS | RASBERRY FINANCIAL SERVICES | QUANTUM ASSET MANAGEMENT | PRAIRIELAND INSURANCE GROUP, LLC | NUTTER WEALTH MANAGEMENT | NORTH COUNTY FINANCIAL ASSOCIATES | NEST BENEFITS | MWI | MUNKER FINANCIAL | MONK FINANCIAL ADVISORS | MIKE KLOBERDANZ, CHFC, LUTCF & ASSOCIATES | MIKE AXTON & ASSOCIATES | MG NASH FINANCIAL SOLUTIONS, INC | MANAGING WEALTH & INCOME | LUND FINANCIAL MANAGEMENT | LLP FINANCIAL SERVICES | LIFETIME FINANCIAL PLANNING | LEWIS RETIREMENT SOLUTIONS, LLC | KEYSTONE ASSET MANAGEMENT | KAIZEN FINANCIAL GROUP | JUDY FINANCIAL GROUP, INC | JOHNSON FINANCIAL | JENKINS & ASSOCIATES | IWM FINANCIAL, INC | INTEGRITY INVESTMENTS, INC | HAYDENROCK FINANCIAL, LLC | HARVEST FINANCIAL GROUP | GULF COAST RETIREMENT SOLUTIONS | GREER FINANCIAL SOLUTIONS, LLC | GRAND CANYON PLANNING | FUNDS MANAGEMENT, INC. | FOOTE FINANCIAL GROUP | FINANCIAL SOLUTIONS GROUP, LLC | FINANCIAL CHOREOGRAPHY LLC | EVERSON TAX & FINANCIAL SERVICES | ETA FINANCIAL SERVICES | EPHAS FINANCIAL | DS DRELICH WEALTH MANAGEMENT | DIVERSIFIED ASSET MANAGEMENT | CREATIVEWEALTH KANSAS CITY | CREATIVEONE SECURITIES, LLC | CREATIVE ONE SECURITIES, LLC | CORNERSTONE FINANCIAL | COOK FINANCIAL GROUP | CONFIANCE FINANCIAL ADVISORY | COMPASS FINANCIAL WEALTH MANAGEMENT | COASTAL CAPITAL INVESTMENT SERVICES | CLIENT ONE SECURITIES, LLC | CLIENT ONE SECURITIES LLC | CLC FINANCIAL SERVICES, LLC | CARTIER FINANCIAL | CARSTENS FINANCIAL GROUP | BENCHMARK FINANCIAL GROUP | BELLUE & ASSOCIATES | BAACKE INSURANCE SERVICES, INC. | ATLANTIC COAST ADVISORY GROUP | ASSOCIATES GROUP OF COMPANIES | AMERICA'S RETIREMENT ADVISORY GROUP | AMBROSE FINANCIAL & INSURANCE SERVICES, LLC
CRD#: 152974 / SEC#: 801-78158, 8-68494
RIA
Registered Investment Advisory firm - SEC (6/5/2013 Approved)Arizona
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Arkansas
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)California
Registered Investment Advisory firm - SEC (7/5/2013 Terminated)Colorado
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)Connecticut
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)Delaware
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)Florida
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Georgia
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Idaho
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)Illinois
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Indiana
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)Iowa
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Kansas
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Louisiana
Registered Investment Advisory firm - SEC (6/12/2013 Terminated)Maine
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Maryland
Registered Investment Advisory firm - SEC (6/17/2013 Terminated)Massachusetts
Registered Investment Advisory firm - SEC (7/24/2013 Terminated)Minnesota
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Mississippi
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Missouri
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Montana
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Nebraska
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)New Jersey
Registered Investment Advisory firm - SEC (6/26/2013 Terminated)New York
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)North Carolina
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Ohio
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)South Carolina
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Texas
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Virginia
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)West Virginia
Registered Investment Advisory firm - SEC (6/5/2013 Terminated)Wisconsin
Registered Investment Advisory firm - SEC (6/6/2013 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
6330 Sprint Parkway, Suite 400, Overland Park, KS 66211
Mailing Address
6330 Sprint Parkway, Suite 400, Overland Park, KS 66211
Phone number
(913) 814-6097
Established
Kansas since 12/02/2009
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
199
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 11,317 |
| AUM (Assets Under Management) | $ 2,125,054,242 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
