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Michael A. Omalley

ADVANTAGE SECURITIES LLC
CHICAGO, IL 60604
Some features on this profile are disabled
CRD#: 2435066
MO

Professional summary

Michael Austin Omalley is a registered financial professional currently at ADVANTAGE SECURITIES LLC located in Chicago, Illinois.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1994. Michael has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Austin Omalley's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 15, 2006 - Present

ADVANTAGE SECURITIES LLC

Office #1: 141 West Jackson Boulevard Suite 3900, Chicago, IL 60604
BD
CRD#: 39362
CHICAGO, IL
Past

March 8, 1994 - July 11, 2002

RJO SECURITIES, INC.

BD
CRD#: 13586
CHICAGO, IL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Illinois
(3/27/2006)

Exams

State Security Law Exam
RR
Series 63
Date: 3/24/2006
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/7/1994
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AS
ADVANTAGE SECURITIES LLC
ADVANTAGE SECURITIES LLC | BLACKHAWK FINANCIAL L.L.C.

CRD#: 39362 / SEC#: , 8-48652

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
141 West Jackson Boulevard Suite 3900, Chicago, IL 60604
Mailing Address
141 West Jackson Boulevard Suite 3900, Chicago, IL 60604
Phone number
(312) 800-7000
Established
Illinois since 08/03/1995
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ADVANTAGE FUTURES L.L.C.OWNER
CRANE, MARGUERITE MARYFINOP, PFO2623309
GUINAN, JOSEPH MICHAEL JRCHIEF EXECUTIVE OFFICER, POO1548822
JONES, LISA COURTNEYCHIEF COMPLIANCE OFFICER2084154
WESTBROOK, SARAH MARGARETROSFP4751500

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ADVANTAGE SECURITIES LLC

CRD#: 39362Chicago, IL 60604

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