Steven S. Caruso

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CRD#: 2435045

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Steven Salvatore Caruso was a registered financial professional .

Steven is a previously registered financial professional and started their career in finance in 1994. Steven had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.OWNER OF STONEY BROOK ASSOCIATES SINCE 10/1991 @ P.O. BOX 735 VERNON, NY 13476; NOT INVESTMENT RELATED; SALES OF LIFE/HEALTH INSURANCE; 10 HRS. MO. 2. MILLER & CARUSO LLC, 486 N.HARBOR CITY BLVD, MELBOURNE, FL. NON-INVESTMENT RELATED, ASSOCIATE. START DATE 10/04/07. APPROX. 20HOURS PER MONTH DEVOTED TO THE OUTSIDE BUSINESS DURING SECURITIES TRADING HOURS. ACCOUNTING, INCOME TAX PREPARATION AND PAYROLL PROCESSING. PASSED THE IRS EA EXAM ON 1/13/11 AND NOW AUTHORIZED TO REPRESENT TAXPAYER WITH IRS ISSUES.3. 09/15/2014 HIGHLANDER CAPITAL MANAGEMENT, LLC, A SEC REGISTERED INVESTMENT ADVISORY FIRM ADDRESS: 535 MILLBURN AVENUE SHORT HILLS, NJ 07078

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 16, 2014 - July 17, 2024

HIGHLANDER CAPITAL MANAGEMENT LLC

RIA

CRD#: 106667

SHORT HILLS, NJ

Past

September 15, 2014 - September 15, 2023

HIGHLANDER CAPITAL GROUP, INC.

CRD#: 19074

Melbourne, FL

Past

May 10, 2007 - September 16, 2014

CANTELLA & CO., INC.

RIA

CRD#: 13905

MELBOURNE, FL

Past

May 8, 2006 - December 31, 2006

CANTELLA & CO., INC.

RIA

CRD#: 13905

MELBOURNE, FL

Past

October 24, 2005 - September 16, 2014

CANTELLA & CO., INC.

CRD#: 13905

MELBOURNE, FL

Past

June 22, 2004 - October 24, 2005

PRIME CAPITAL SERVICES, INC.

CRD#: 18334

POUGHKEEPSIE, NY

Past

March 23, 1998 - July 1, 2004

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

December 19, 1996 - March 6, 1998

MONEY CONCEPTS CAPITAL CORP

CRD#: 12963

PALM BEACH GARDENS, FL

Past

March 14, 1996 - September 16, 1996

NATHAN & LEWIS SECURITIES, INC.

CRD#: 8503

NEW YORK, NY

Past

April 18, 1994 - May 22, 1995

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

OMAHA, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/4/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/2/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/10/2002

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/2/1994

Investment Company Products/Variable Contracts Representative Examination

Current Firm

HIGHLANDER CAPITAL MANAGEMENT LLC

CRD#: 106667 / SEC#: 801-52286

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Contact information

Main Address

535 Millburn Avenue, Short Hills, NJ 07078

Mailing Address

Phone number

(973) 718-3511

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Part 2 Brochures

HIGHLANDER CAPITAL MANAGEMENT, LLC PART II (3/18/2024)

Regulatory assets under management

Total Number of Accounts	388
AUM (Assets Under Management)	$ 351,802,363

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Steven S. Caruso

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

HIGHLANDER CAPITAL GROUP, INC.

CANTELLA & CO., INC.

CANTELLA & CO., INC.

CANTELLA & CO., INC.

PRIME CAPITAL SERVICES, INC.

OSAIC WEALTH, INC.

MONEY CONCEPTS CAPITAL CORP

NATHAN & LEWIS SECURITIES, INC.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/4/2006

Series 63

Date: 3/2/1994

SIE

Date: 10/1/2018

Series 7

Date: 1/10/2002

Series 6

Date: 3/2/1994

Current Firm

HIGHLANDER CAPITAL MANAGEMENT LLC

Contact information

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HIGHLANDER CAPITAL MANAGEMENT LLC

TRUST BUT VERIFY

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