MC
Marc A. Canovali
CETERA INVESTMENT ADVISERS LLC
PITTSBURGH, PA 15237
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CRD#: 2435000
MC
Professional summary
Marc Anthony Canovali, ChFC® is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Pittsburgh, Pennsylvania and CETERA ADVISORS LLC located in Pittsburgh, Pennsylvania.
Marc is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Marc has worked at 8 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 05/1992, APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF HOURS DURING TRADING HOURS: 1, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, FIXED ANNUITIES, LONG-TERM CARE, PROPERTY & CASUALTY. 2. NAME OF OTHER BUSINESS: THE ADVISOR GROUP, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 01/2010, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: CCK GROUP, LLC, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: HOLDING COMPANY, START DATE: 01/2010, POSITION/TITLE/RELATIONSHIP: OWNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: HOLDING COMPANY FOR EXPENSE MANAGEMENT;
CRS (Client Relationship Summary) - RIA
Click below to view Marc Anthony Canovali's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 3000 Mcknight East Drive, Suite 202, Pittsburgh, PA 15237RIA
CRD#: 105644
PITTSBURGH, PA
Current
May 9, 2022 - Present
CETERA ADVISORS LLC
Office #1: 3000 Mcknight East Drive, Suite 202, Pittsburgh, PA 15237BD
CRD#: 10299
Pittsburgh, PA
Past
May 9, 2022 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
Pittsburgh, PA
Past
January 30, 2015 - February 2, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
PITTSBURGH, PA
Past
January 30, 2015 - May 9, 2022
PRIVATE ADVISOR GROUP, LLC
RIA
CRD#: 155216
PITTSBURG, PA
Past
January 30, 2015 - May 31, 2022
LPL FINANCIAL LLC
BD
CRD#: 6413
PITTSBURGH, PA
Past
April 7, 2009 - January 30, 2015
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
PITTSBURGH, PA
Past
March 2, 2009 - January 30, 2015
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
PITTSBURGH, PA
Past
August 20, 2002 - March 30, 2009
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
PITTSBURGH, PA
Past
May 23, 2000 - March 30, 2009
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
PITTSBURGH, PA
Past
February 27, 1997 - May 9, 2000
FFP SECURITIES, INC.
BD
CRD#: 16337
CHESTERFIELD, MO
Past
February 24, 1994 - March 12, 1997
VESTAX SECURITIES CORPORATION
BD
CRD#: 10332
HUDSON, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
District of Columbia(5/9/2022)
RR
Florida(5/9/2022)
RR
Illinois(5/9/2022)
RR
Kentucky(11/6/2023)
RR
Maryland(5/9/2022)
RR
Michigan(1/2/2025)
RR
Minnesota(5/9/2022)
RR
Missouri(5/9/2022)
RR
Nevada(5/9/2022)
RR
New Hampshire(2/4/2025)
RR
North Carolina(6/2/2022)
RR
Ohio(5/10/2022)
RR
Pennsylvania(5/9/2022)
IAR
Pennsylvania(3/21/2024)
RR
South Carolina(5/9/2022)
RR
Tennessee(11/1/2024)
RR
Texas(5/9/2022)
IAR
Texas(3/21/2024)
RR
Virginia(5/9/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
