RH
Robert S. Hensley
CETERA INVESTMENT ADVISERS LLC
AVON, CT 06001
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CRD#: 243498
RH
Professional summary
Robert Steven Hensley, who also goes by Bob Hensley, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Avon, Connecticut and CETERA WEALTH SERVICES, LLC located in Avon, Connecticut.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1971. Robert has worked at 4 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 1 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bob Hensley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.INDEPENDENT INSURANCE AGENT, DISABILITY, FIXED ANNUITIES, LIFE/ACCIDENT/HEALTH, LONG-TERM CARE, FOR 20HRS/WK & 5HRS EVENING & WKENDS, SINCE 6/1970; 2. OWNER, EKMR,LLC, AVON, CT, 0 HRS INVOLVED, SINCE 01/2006; 3. NAME OF OTHER BUSINESS: ROBERT HENSLEY & ASSOCIATES, LLC. INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED NATURE OF BUSINESS: INSURANCE START DATE: 06/01/1991 POSITION/TITLE/RELATIONSHIP: MANAGING MEMBER (PRESIDENT) APX NUMBER OF HOURS PER WEEK: 50-60 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: MANAGE OVERALL OPERATIONS, SELL, AND SERVICE INSURANCE PRODUCTS. 4. NAME OF OTHER BUSINESS: MCLEAN HOME INVESTMENT RELATED: NO ADDRESS: 75 GREAT POND ROAD SIMSBURY, CT 06070 START DATE: 6/1999 NATURE OF BUSINESS: NON PROFIT APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: TRUSTEE BRIEF DESCRIPTION OF DUTIES: SERVE ON BOARD OF TRUSTEES AND INVESTMENT COMMITTEE & DEVELOPMENT 5. NAME OF OTHER BUSINESS: SIMSBURY MEADOWS PERFORMING ARTS CENTER; INVESTMENT RELATED: NO; ADDRESS: PO BOX 33, SIMSBURY , CT 06070; NATURE OF BUSINESS: CIVIC ENTERTAINMENT AND REC FACILITY; START DATE: 01/2022; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ATTEND BOARD MEETINGS, PLANNING, VOLUNTEERING; 6. NAME OF OTHER BUSINESS: ST. CATHERINE OF SIENA; INVESTMENT RELATED: NO; ADDRESS: 265 STRATTO BROOK ROAD WEST SIMSBURY, CT 06092; NATURE OF BUSINESS: RELIGIOUS ORGANIZATION; START DATE: 11/2022; POSITION/TITLE/RELATIONSHIP: TRUSTEE; APX NUMBER OF HOURS PER WEEK: LESS THAN 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; BRIEF DESCRIPTION OF DUTIES: SERVE AS COUNCIL TO PRIEST ON FINANCIAL PROJECTS OF PARISH;
CRS (Client Relationship Summary) - RIA
Click below to view Robert Steven Hensley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 195 W Main St Ste 19, Avon, CT 06001Office #2: 10552 Spring Lake Drive, Clermont, FL 34711RIA
CRD#: 105644
AVON, CT
Current
September 3, 2013 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 10 Avon Meadow Ln Ste 1, Avon, CT 06001-3737BD
CRD#: 13572
Avon, CT
Past
September 3, 2013 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
May 11, 1998 - September 3, 2013
TOWER SQUARE SECURITIES, INC.
RIA
CRD#: 833
AVON, CT
Past
October 3, 1996 - September 3, 2013
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
AVON, CT
Past
August 15, 1994 - October 3, 1996
ADVANTAGE CAPITAL CORPORATION
BD
CRD#: 146
ATLANTA, GA
Past
January 22, 1971 - August 15, 1994
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
EL SEGUNDO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/31/2019)
RR
California(9/3/2013)
RR
Connecticut(9/3/2013)
IAR
Connecticut(6/29/2023)
RR
Florida(9/3/2013)
IAR
Florida(5/14/2025)
RR
Georgia(9/3/2013)
RR
Illinois(6/23/2021)
RR
Kansas(2/6/2023)
RR
Maine(9/3/2013)
RR
Massachusetts(9/3/2013)
RR
New Hampshire(9/3/2013)
RR
New Jersey(9/3/2013)
RR
New York(9/3/2013)
RR
North Carolina(9/3/2013)
RR
Pennsylvania(9/3/2013)
RR
Rhode Island(9/3/2013)
RR
South Carolina(9/3/2013)
RR
Tennessee(1/9/2023)
RR
Texas(4/29/2020)
IAR
Texas(6/29/2023)
RR
Vermont(9/3/2013)
RR
Washington(4/6/2015)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 1/16/1971
Registered Representative ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
