Enrico G. Cacciapuoti

FIRST HEARTLAND CONSULTANTS

LOS ANGELES, CA 90064

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CRD#: 2433554

Professional summary

Enrico Giovanni Cacciapuoti, who also goes by Enrico Thomas Caccia, Enrico Caccia, Enrico G Cacciapuoti, Enrico Cacciapuoti, is a registered financial advisor currently at FIRST HEARTLAND CONSULTANTS, INC. located in Los Angeles, California and FIRST HEARTLAND CAPITAL, INC. located in Los Angeles, California.

Enrico is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Enrico has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Enrico Thomas Caccia | Enrico Caccia | Enrico G Cacciapuoti | Enrico Cacciapuoti

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: Insurance sales Start date: 03/01/1994 Address: 1251 Euclid St #5, Santa Monica, CA 5 total hours per month and 5 during securities trading hours, Not Investment related, Less than 10% annual compensation FIRST HEARTLAND CONSULTANTS, INC: Investment Advisor Representative; Start Date 3/12/2025. Investment related. MERLINI WEALTH MANAGEMENT STRATEGIES: Marketing entity for financial services and insurance sales; Start Date 9/12/2025. Investment related.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Enrico Giovanni Cacciapuoti's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 12, 2025 - Present

FIRST HEARTLAND CONSULTANTS, INC.

Office #1: 11716 W Pico Blvd, Los Angeles, CA 90064

RIA

CRD#: 110377

LOS ANGELES, CA

Current

March 12, 2025 - Present

FIRST HEARTLAND CAPITAL, INC.

Office #1: 11716 W Pico Blvd, Los Angeles, CA 90064

CRD#: 32460

LOS ANGELES, CA

Past

March 30, 2023 - February 15, 2024

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

IRVINE, CA

Past

March 30, 2023 - February 15, 2024

PARK AVENUE SECURITIES LLC

CRD#: 46173

IRVINE, CA

Past

February 5, 2021 - December 31, 2022

CREATIVEONE SECURITIES, LLC

RIA

CRD#: 152974

Santa Monica, CA

Past

February 5, 2021 - December 31, 2022

CREATIVEONE SECURITIES, LLC

CRD#: 152974

Santa Monica, CA

Past

March 18, 2020 - December 31, 2020

CREATIVEONE SECURITIES, LLC

RIA

CRD#: 152974

Santa Monica, CA

Past

March 18, 2020 - December 31, 2020

CREATIVEONE SECURITIES, LLC

CRD#: 152974

Santa Monica, CA

Past

March 29, 2018 - October 28, 2019

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

RIA

CRD#: 611

LOS ANGELES, CA

Past

March 29, 2018 - October 28, 2019

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

CRD#: 611

LOS ANGELES, CA

Past

December 12, 2003 - March 13, 2018

OSAIC WEALTH, INC.

RIA

CRD#: 23131

LOS ANGELES, CA

Past

December 5, 2003 - November 29, 2004

NWF ADVISORY SERVICES INC

RIA

CRD#: 110410

LOS ANGELES, CA

Past

January 14, 1998 - March 13, 2018

OSAIC WEALTH, INC.

CRD#: 23131

LOS ANGELES, CA

Past

October 3, 1994 - January 21, 1998

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

October 3, 1994 - January 21, 1998

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Past

January 28, 1994 - June 21, 1994

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FIRST HEARTLAND CONSULTANTS, INC.

FIRST HEARTLAND ADVISORS INC | FIRST HEARTLAND CONSULTANTS, INC.

CRD#: 110377 / SEC#: 801-46595

RIA

Registered Investment Advisory firm - (5/23/1994 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(3/12/2025)

IAR

California
(3/12/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/12/2003

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/24/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/28/2000

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/27/1994

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

FIRST HEARTLAND CONSULTANTS, INC.

FIRST HEARTLAND ADVISORS INC | FIRST HEARTLAND CONSULTANTS, INC.

CRD#: 110377 / SEC#: 801-46595

RIA

Registered Investment Advisory firm - (5/23/1994 Approved)

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Contact information

Main Address

4101 Lake St. Louis Blvd, Lake St. Louis, MO 63367

Mailing Address

Phone number

(636) 625-0900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRST HEARTLAND CONSULTANTS, INC. (2/26/2025)

FIRST HEARTLAND CONSULTANTS INC. APPENDIX 1 TO FORM ADV PART 2A - FIRST HEARTLAND ASSET STRATEGIES WRAP FEE PROGRAM (2/26/2025)

FIRST HEARTLAND CONSULTANTS INC-APPENDIX I TO ADV PART 2A WRAP FEE PROGRAM (2/26/2025)

FIRST HEARTLAND CONSULTANTS, INC.-APPENDIX I TO FORM ADV PART 2A-RETIREMENT PLAN WRAP SERVICES (2/26/2025)

Regulatory assets under management

Total Number of Accounts	9,231
AUM (Assets Under Management)	$ 1,771,078,009

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/13/2025	Cover Page	Report
08/12/2024	Cover Page	Report
12/07/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Enrico G. Cacciapuoti

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Enrico Giovanni Cacciapuoti's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST HEARTLAND CAPITAL, INC.

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

CREATIVEONE SECURITIES, LLC

CREATIVEONE SECURITIES, LLC

CREATIVEONE SECURITIES, LLC

CREATIVEONE SECURITIES, LLC

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

MUTUAL OF OMAHA INVESTOR SERVICES, INC.

OSAIC WEALTH, INC.

NWF ADVISORY SERVICES INC

OSAIC WEALTH, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

SUNAMERICA SECURITIES, INC.

Primary Firm SEC Registration

FIRST HEARTLAND CONSULTANTS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 11/12/2003

Series 63

Date: 2/24/1994

SIE

Date: 10/1/2018

Series 7

Date: 11/28/2000

Series 6

Date: 1/27/1994

FINRA

Current Firm

FIRST HEARTLAND CONSULTANTS, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FIRST HEARTLAND CONSULTANTS, INC.

TRUST BUT VERIFY

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