RS
Robert M. Sackett
CLEAR STREET LLC
New York, NY 10007
Some features on this profile are disabled
CRD#: 2433351
RS
Professional summary
Robert Marc Sackett, who also goes by Rob Marc Sackett, is a registered financial professional currently at CLEAR STREET LLC located in New York, New York and CS ENHANCED LENDING LLC located in New York, New York.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1995. Robert has worked at 11 firms and has passed the Series 63, Series 52TO, Series 57TO, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Rob Marc Sackett
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Robert Marc Sackett's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 22, 2023 - Present
CLEAR STREET LLC
Office #1: 4 World Trade Center 150 Greenwich Street 45th Floor, New York, NY, 10007BD
CRD#: 288933
New York, NY
Current
March 3, 2025 - Present
CS ENHANCED LENDING LLC
Office #1: 4 World Trade Center 150 Greenwich Street 45th Floor, New York, NY, 10007BD
CRD#: 331620
NEW YORK, NY
Past
June 2, 2022 - March 16, 2023
MIRAE ASSET SECURITIES (USA) INC.
BD
CRD#: 30679
NEW YORK, NY
Past
September 7, 2021 - May 25, 2022
JONESTRADING
BD
CRD#: 6888
NEW YORK, NY
Past
February 28, 2020 - July 28, 2021
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
NEW YORK, NY
Past
June 12, 2015 - January 22, 2018
WELLS FARGO PRIME SERVICES, LLC
BD
CRD#: 133068
SAN FRANCISCO, CA
Past
June 12, 2015 - June 2, 2021
WELLS FARGO SECURITIES, LLC
BD
CRD#: 126292
CHARLOTTE, NC
Past
December 2, 2010 - May 5, 2015
TRADESTATION SECURITIES, INC.
BD
CRD#: 39473
NEW YORK, NY
Past
July 21, 1999 - November 29, 2010
CITICORP SECURITIES SERVICES, INC.
BD
CRD#: 15387
NEW YORK, NY
Past
November 29, 1997 - September 1, 1998
SALOMON BROTHERS INC.
BD
CRD#: 740
NEW YORK, NY
Past
July 27, 1995 - November 29, 2010
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/22/2023)
RR
Alaska(3/22/2023)
RR
Arizona(3/22/2023)
RR
Arkansas(3/22/2023)
RR
California(3/22/2023)
RR
Colorado(3/22/2023)
RR
Connecticut(3/22/2023)
RR
Delaware(3/22/2023)
RR
District of Columbia(3/22/2023)
RR
Florida(3/22/2023)
RR
Georgia(3/22/2023)
RR
Hawaii(3/22/2023)
RR
Idaho(3/22/2023)
RR
Illinois(3/22/2023)
RR
Indiana(3/22/2023)
RR
Iowa(3/22/2023)
RR
Kansas(3/22/2023)
RR
Kentucky(3/22/2023)
RR
Louisiana(3/22/2023)
RR
Maine(3/22/2023)
RR
Maryland(3/22/2023)
RR
Massachusetts(3/22/2023)
RR
Michigan(3/22/2023)
RR
Minnesota(3/22/2023)
RR
Mississippi(3/22/2023)
RR
Missouri(3/22/2023)
RR
Montana(3/22/2023)
RR
Nebraska(3/22/2023)
RR
Nevada(3/22/2023)
RR
New Hampshire(3/22/2023)
RR
New Jersey(3/22/2023)
RR
New Mexico(3/22/2023)
RR
New York(3/22/2023)
RR
North Carolina(3/22/2023)
RR
North Dakota(3/22/2023)
RR
Ohio(3/22/2023)
RR
Oklahoma(3/22/2023)
RR
Oregon(3/22/2023)
RR
Pennsylvania(3/22/2023)
RR
Puerto Rico(3/22/2023)
RR
Rhode Island(3/22/2023)
RR
South Carolina(3/22/2023)
RR
South Dakota(3/22/2023)
RR
Tennessee(3/22/2023)
RR
Texas(3/22/2023)
RR
Utah(3/22/2023)
RR
Vermont(3/22/2023)
RR
Virgin Islands(3/22/2023)
RR
Virginia(3/22/2023)
RR
Washington(3/22/2023)
RR
West Virginia(3/22/2023)
RR
Wisconsin(3/22/2023)
RR
Wyoming(3/22/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader ExamGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq BX, Inc.
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
New York Stock Exchange
Current Firm
CE
CS ENHANCED LENDING LLC
CS ENHANCED LENDING LLC
CRD#: 331620 / SEC#: , 8-71254
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
4 World Trade Center 150 Greenwich Street 45th Floor, New York, NY, 10007
Mailing Address
4 World Trade Center 150 Greenwich Street, New York, NY, 10007
Phone number
(516) 204-2347
Established
Delaware since 05/07/2024
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
