Jorge A. Netto
Professional summary
Jorge Antonio Netto, who also goes by Jorge A Netto, is a registered financial advisor currently at BOREAL CAPITAL SECURITIES LLC located in Miami, Florida.
Jorge is registered as a RR (Registered Representative) and started their career in finance in 1994. Jorge has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jorge Antonio Netto's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 27, 2017 - Present
BOREAL CAPITAL SECURITIES LLC
Office #1: 1450 Brickell Avenue, Suite 2900, Miami, FL 33131Office #2: 1450 Brickell Avenue Suite 2900, Miami, FL 33131February 5, 2014 - May 1, 2017
NORTHEAST SECURITIES, LLC
July 3, 2012 - January 2, 2014
COLONY PARK FINANCIAL SERVICES LLC.
January 23, 2004 - July 10, 2012
ATLAS ONE FINANCIAL GROUP, LLC
December 6, 2001 - January 26, 2004
A. G. EDWARDS & SONS, INC.
August 14, 2001 - January 26, 2004
A. G. EDWARDS & SONS, INC.
October 1, 2000 - June 8, 2001
WELLS FARGO CLEARING SERVICES, LLC
April 14, 1994 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/27/2017)
(5/15/2017)
(4/27/2017)
(4/27/2017)
(4/27/2017)
Exams
FINRA
Current Firm
BOREAL CAPITAL SECURITIES LLC
CRD#: 158599 / SEC#: , 8-68910
Contact information
FINRA licenses (15 States and Territories)
Red Flags
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Company Information
BOREAL CAPITAL SECURITIES LLC
CRD#: 158599Miami, FL 33131TRUST BUT VERIFY
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