Mark T. Duvall
Professional summary
Mark Townsend Duvall, who also goes by Mark Duvall, is a registered financial advisor currently at OPES WEALTH MANAGEMENT, LLC located in Menlo Park, California.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Mark has worked at 4 firms and has passed the Series 63, Series 65, Series 7, Series 12, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Mark Townsend Duvall's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 10, 2019 - Present
OPES WEALTH MANAGEMENT, LLC
Office #1: 535 Middlefield Road Suite 160, Menlo Park, CA 94025April 20, 2005 - June 8, 2017
OPES ADVISORS, INC.
May 2, 2001 - March 30, 2005
WELLS FARGO INVESTMENTS, LLC
January 11, 1999 - March 30, 2005
WELLS FARGO INVESTMENTS, LLC
June 18, 1997 - May 2, 2001
WELLS FARGO SECURITIES INC.
Primary Firm SEC Registration
OPES WEALTH MANAGEMENT, LLC
CRD#: 299704 / SEC#: 801-114436
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/10/2019)
(9/13/2019)
Exams
Series 12
Date: 5/24/2000
NYSE Branch Manager ExaminationCurrent Firm
OPES WEALTH MANAGEMENT, LLC
CRD#: 299704 / SEC#: 801-114436
Contact information
SEC notice filing (7 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 387 |
| AUM (Assets Under Management) | $ 664,729,272 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/30/2024 | ||
| 03/21/2024 | ||
| 03/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
OPES WEALTH MANAGEMENT, LLC
CRD#: 299704Menlo Park, CA 94025TRUST BUT VERIFY
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