SL
Scott D. Lavalley
BCAS
Bedford, NH 03110
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CRD#: 2432273
SL
Professional summary
Scott David Lavalley, CFP® is a registered financial advisor currently at BCAS located in Bedford, New Hampshire and OSAIC WEALTH, INC. located in Bedford, New Hampshire.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Scott has worked at 5 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SCOTT LAVALLEY 1 BEDFORD FARMS DRIVE SUITE 102 BEDFORD, NH 03110 CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: AGENT DUTIES: OFFERS ACCIDENT, DISABILITY AND TRADITIONAL LIFE INSURANCE ALONG WITH COMMISSION-BASED GROUP BENEFITS, AND FIXED INDEXED ANNUITIES. START DATE: 04/1984 HOURS PER MONTH: 10 HOURS PER MONTH DURING TRADING HOURS: 10 2) BALDWIN & CLARKE 1 BEDFORD FARMS DRIVE SUITE 102 BEDFORD, NH 03110 CATEGORY: INSURANCE INVESTMENT-RELATED: NO TITLE: MANAGER. DUTIES: ASSISTS IN THE MANAGEMENT AND OPERATION OF A GENERAL AGENCY OFFERING LIFE AND HEALTH INSURANCE PRODUCTS START DATE: 8/7/1982 HOURS PER MONTH: 100 HOURS PER MONTH DURING TRADING HOURS: 100 3) BALDWIN & CLARKE ADVISORY SERVICES, LLC 1 BEDFORD FARMS DRIVE SUITE 102 BEDFORD, NH 03110 CATEGORY: INVESTMENT ADVISORY INVESTMENT RELATED: YES TITLE: MANAGER DUTIES: PROVIDE A CALCULATION OF VALUE SERVICE FOR PRIVATE, CLOSELY HELD ENTITIES. START DATE: 09/30/2017 HOURS PER MONTH: 4 HOURS PER MONTH DURING TRADING HOURS: 4 4) BALDWIN & CLARKE ADVISORY SERVICES, LLC 116 A SOUTH RIVER RD., BEDFORD, NH 03110 CATEGORY: INVESTMENT ADVISORY INVESTMENT RELATED: YES TITLE: AGENT/EMPLOYEE/MANAGER DUTIES: OFFER FINANCIAL PLANNING SERVICES START DATE: 04/1984 HOURS PER MONTH: 20 HOURS PER MONTH DURING TRADING HOURS: 20
CRS (Client Relationship Summary) - RIA
Click below to view Scott David Lavalley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1999
Experience
Current
February 2, 1994 - Present
BCAS
Office #1: 1 Bedford Farms Drive Suite 102, Bedford, NH 03110RIA
CRD#: 105666
Bedford, NH
Current
January 24, 2025 - Present
OSAIC WEALTH, INC.
Office #1: 1 Bedford Farms Drive Suite 102, Bedford, NH 03110RIA
BD
CRD#: 23131
BEDFORD, NH
Past
August 2, 2016 - August 5, 2016
OSAIC FS, INC.
RIA
CRD#: 3870
BEDFORD, NH
Past
July 8, 2000 - January 24, 2025
OSAIC FS, INC.
BD
CRD#: 3870
BEDFORD, NH
Past
January 5, 1995 - July 8, 2000
POLARIS FINANCIAL SERVICES, INC.
BD
CRD#: 14521
CONCORD, NH
Past
December 20, 1993 - January 5, 1995
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BCAS
BALDWIN & CLARKE ADVISORY SERVICE LLC | BCAS | BALDWINCLARKE | BALDWIN & CLARKE ADVISORY SERVICES, INC. | BALDWIN & CLARKE ADVISORY SERVICES LLC
CRD#: 105666 / SEC#: 801-25587
RIA
Registered Investment Advisory firm - (10/25/1985 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/24/2025)
RR
California(1/24/2025)
RR
District of Columbia(1/24/2025)
RR
Florida(1/24/2025)
RR
Maine(1/24/2025)
RR
Maryland(1/24/2025)
RR
Massachusetts(1/24/2025)
RR
Michigan(1/24/2025)
IAR
New Hampshire(2/2/1994)
RR
New Hampshire(1/24/2025)
RR
New Mexico(1/24/2025)
RR
New York(1/24/2025)
RR
North Carolina(1/24/2025)
RR
Ohio(1/24/2025)
RR
Pennsylvania(1/24/2025)
RR
South Carolina(1/24/2025)
RR
Texas(1/24/2025)
RR
Vermont(1/24/2025)
RR
Virginia(1/24/2025)
RR
Washington(1/24/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BC
BCAS
BALDWIN & CLARKE ADVISORY SERVICE LLC | BCAS | BALDWINCLARKE | BALDWIN & CLARKE ADVISORY SERVICES, INC. | BALDWIN & CLARKE ADVISORY SERVICES LLC
CRD#: 105666 / SEC#: 801-25587
RIA
Registered Investment Advisory firm - (10/25/1985 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1 Bedford Farms Dr Suite 102, Bedford, NH 03110
Mailing Address
Phone number
(603) 668-4353
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 638 |
| AUM (Assets Under Management) | $ 388,068,315 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BCAS
CRD#: 105666Bedford, NH 03110TRUST BUT VERIFY
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