SL
Scott D. Lavalley
BCAS
Bedford, NH 03110
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CRD#: 2432273
SL
Scott David LavalleyBCAS
Professional summary
Scott David Lavalley, CFP® is a registered financial advisor currently at BCAS located in Bedford, New Hampshire and OSAIC WEALTH, INC. located in Bedford, New Hampshire.
Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Scott has worked at 5 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) BALDWIN & CLARKE 1 BEDFORD FARMS DRIVE SUITE 102 BEDFORD, NH 03110 CATEGORY: INSURANCE INVESTMENT-RELATED: NO TITLE: MANAGER. DUTIES: ASSISTS IN THE MANAGEMENT AND OPERATION OF A GENERAL AGENCY OFFERING LIFE AND HEALTH INSURANCE PRODUCTS START DATE: 8/7/1982 HOURS PER MONTH: 100 HOURS PER MONTH DURING TRADING HOURS: 100 2) SCOTT LAVALLEY POSITION: Agent NATURE: Insurance product sales and service INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 04/01/1984 ADDRESS: 116 A. South River Rd, Bedford NH 03110, United States DESCRIPTION: Insurance product sales 3) BALDWIN & CLARKE ADVISORY SERVICES, LLC POSITION: Agent,Employee,Manager NATURE: This OBA request would allow me to perform "Calculation of Value/Valuation" services for non-publicly traded closely held business entities. These calculations would be performed primarily in connection with an "Exit Planning" client engagement.Note: Since we will not be developing a conclusion of value, we will not provide any testimony related to this engagement. Additionally, we do not sanction the use of this calculated valuation report for any of the following purposes (IRS, DOL, ERISA, FINRA). Also, we do not recommend the use of this report as the basis for any sale or transfer of the subject interest. A "Hold Harmless" agreement will be signed by a client (individually and as an authorized representative of the entity requesting the engagement) as part of the engagement process (an engagement agreement is attached) prior to my involvement in any valuation activities. By way of additional background pertinent to this OBA, I am a Certified Valuation Analyst (CVA) which is a designation approved by LFS. Additionally, I am a CFP, ChFC, CLU and CRPC and have a Master's of Science in Financial Services. I have been with the Baldwin & Clarke Companies and involved in the financial services industry for over 43 years. INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 09/30/2017 ADDRESS: 1 Bedford Farms Dr. Suite 102, Bedford NH 03110, United States DESCRIPTION: Calculation of value engagements for private closely held entities. 4) BALDWIN & CLARKE ADVISORY SERVICE, LLC POSITION: Agent, Employee, Manager NATURE: RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 04/01/1984 ADDRESS: 1 Bedford Farms Drive Suite 102, Bedford NH 03110, United States DESCRIPTION: Financial and estate planning 5) BALDWIN & CLARKE POSITION: Manager NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 08/07/1982 ADDRESS: 1 Bedford Farms Dr. Suite 102 Bedford, NH 03110, Bedford NH 03110, United States DESCRIPTION: Manager of advanced underwriting 6) BALDWIN & CLARKE ADVISORY SERVICE, LLC POSITION: Agent,Employee,Manager NATURE: RIA INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 04/01/1984 ADDRESS: 1 Bedford Farms Drive Suite 102, Bedford NH 03110, United States DESCRIPTION: Financial and estate planning
CRS (Client Relationship Summary) - RIA
Click below to view Scott David Lavalley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1999
Experience
Current
February 2, 1994 - Present
BCAS
Office #1: 1 Bedford Farms Drive Suite 102, Bedford, NH 03110RIA
CRD#: 105666
Bedford, NH
Current
January 24, 2025 - Present
OSAIC WEALTH, INC.
Office #1: 1 Bedford Farms Drive Suite 102, Bedford, NH 03110RIA
BD
CRD#: 23131
BEDFORD, NH
Past
August 2, 2016 - August 5, 2016
OSAIC FS, INC.
RIA
CRD#: 3870
BEDFORD, NH
Past
July 8, 2000 - January 24, 2025
OSAIC FS, INC.
BD
CRD#: 3870
BEDFORD, NH
Past
January 5, 1995 - July 8, 2000
POLARIS FINANCIAL SERVICES, INC.
BD
CRD#: 14521
CONCORD, NH
Past
December 20, 1993 - January 5, 1995
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BC
BCAS
BALDWIN & CLARKE ADVISORY SERVICE LLC | BCAS | BALDWINCLARKE | BALDWIN & CLARKE ADVISORY SERVICES, INC. | BALDWIN & CLARKE ADVISORY SERVICES LLC
CRD#: 105666 / SEC#: 801-25587
RIA
Registered Investment Advisory firm - (10/25/1985 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/24/2025)
RR
California(1/24/2025)
RR
District of Columbia(1/24/2025)
RR
Florida(1/24/2025)
RR
Indiana(7/24/2026)
RR
Maine(1/24/2025)
RR
Maryland(1/24/2025)
RR
Massachusetts(1/24/2025)
RR
Michigan(1/24/2025)
IAR
New Hampshire(2/2/1994)
RR
New Hampshire(1/24/2025)
RR
New Mexico(1/24/2025)
RR
New York(1/24/2025)
RR
North Carolina(1/24/2025)
RR
Ohio(1/24/2025)
RR
Pennsylvania(1/24/2025)
RR
South Carolina(1/24/2025)
RR
Texas(1/24/2025)
RR
Vermont(1/24/2025)
RR
Virginia(1/24/2025)
RR
Washington(1/24/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BC
BCAS
BALDWIN & CLARKE ADVISORY SERVICE LLC | BCAS | BALDWINCLARKE | BALDWIN & CLARKE ADVISORY SERVICES, INC. | BALDWIN & CLARKE ADVISORY SERVICES LLC
CRD#: 105666 / SEC#: 801-25587
RIA
Registered Investment Advisory firm - (10/25/1985 Approved)Loading...
Contact information
Main Address
1 Bedford Farms Dr Suite 102, Bedford, NH 03110
Mailing Address
Phone number
(603) 668-4353
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 638 |
| AUM (Assets Under Management) | $ 388,068,315 |
Red Flags
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Company Information
BCAS
CRD#: 105666Bedford, NH 03110TRUST BUT VERIFY
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