William K. Dixon
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Kirby Dixon was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1994. William had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 5, 2008 - October 27, 2014
REALTY CAPITAL SECURITIES, LLC
August 22, 2005 - July 14, 2008
CM SECURITIES, LLC
May 22, 2002 - August 16, 2005
AMREIT SECURITIES COMPANY
March 26, 2002 - April 17, 2002
INVESTMENT PROFESSIONALS, INC.
April 2, 2001 - February 28, 2002
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 30, 1998 - April 17, 2001
1ST GLOBAL CAPITAL CORP.
January 1, 1998 - October 6, 1998
BANC OF AMERICA INVESTMENT SERVICES, INC.
January 13, 1994 - January 1, 1998
NATIONSSECURITIES
State Registrations and Notice Filings
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Exams
Current Firm
REALTY CAPITAL SECURITIES, LLC
CRD#: 145454 / SEC#: , 8-67727
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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