Jeanne A. Montague
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeanne Ann Montague, who also goes by Jeanne A Montague, was a registered financial professional .
Jeanne is a previously registered financial professional and started their career in finance in 1994. Jeanne had worked at 2 firms and has passed the Series 63, SIE, Series 79, Series 7, Series 24 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 2012 - April 29, 2020
CAPULENT LLC
April 28, 1994 - September 27, 2006
COMANN & MONTAGUE
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 4/4/1994
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
CAPULENT LLC
CRD#: 155155 / SEC#: , 8-68699
Contact information
FINRA licenses (47 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
