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Tyler Kent Comann

CRD# 2431586·Registered 1994 - 2024
Previously Registered: Being a previously registered professional could mean that Tyler is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Tyler Kent Comann, who also goes by Tyler K Comann, was a registered financial advisor. Tyler was a previously registered financial professional and started their career in finance 1994 - 2024. Tyler had worked at 6 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Tyler K Comann

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

CLEARCREEK SECURITIES, LLC·CRD# 169774
BD
Salt Lake City, UT
January 30, 2023 - January 22, 2024
CAPSTONE PARTNERS·CRD# 132185
BD
Boston, MA
May 3, 2018 - January 5, 2023
HEADWATERS BD, LLC·CRD# 117042
BD
Denver, CO
May 3, 2012 - November 4, 2018
VIANT CAPITAL LLC·CRD# 46948
BD
San Francisco, CA
October 9, 2009 - May 1, 2012
MONEY MARKET 1 INSTITUTIONAL INVESTMENT DEALER·CRD# 39153
BD
Sausalito, CA
November 1, 2007 - October 8, 2009
COMANN & MONTAGUE·CRD# 35535
BD
Tiburon, CA
April 28, 1994 - September 27, 2006

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Current Firm

CS
CLEARCREEK SECURITIES, LLC

CLEARCREEK PARTNERS | HARRISON CO. SECURITIES | CLEARCREEK SECURITIES, LLC

CRD#: 169774 / SEC#: 8-69393
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

1165 Delaware Street, Suite 130, Denver, CO 80204

Mailing Address

1165 Delaware Street, Suite 130, Denver, CO 80204

Phone Number

(303) 383-1100

Established

Colorado since 09/11/2013

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (5 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CLEARCREEK PARTNERS, LLCMEMBER—
KINZER, CAROL ANNFINOP4519471
OOMS, CASPAR ALEXANDERCEO AND CHIEF COMPLIANCE OFFICER5002938

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2008About the Series 63 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jan 2023About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Jan 1994About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 1994About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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