William C. Getz
Professional summary
William C Getz, who also goes by Bill Getz, William Charles Getz, is a registered financial professional currently at OBERON SECURITIES, LLC located in New York, New York.
William is registered as a RR (Registered Representative) and started their career in finance in 1994. William has worked at 8 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William C Getz's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 2, 2024 - Present
OBERON SECURITIES, LLC
Office #1: 445 Park Avenue, Suite 4b,, New York, NY 10022February 15, 2023 - April 30, 2024
ENGLAND SECURITIES, LLC
October 4, 2007 - October 17, 2016
MIZUHO SECURITIES USA LLC
March 9, 2004 - January 19, 2007
RBC CAPITAL MARKETS CORPORATION
April 12, 2002 - January 13, 2004
MESIROW FINANCIAL, INC.
April 18, 1999 - November 7, 2001
J.P. MORGAN SECURITIES LLC
July 10, 1996 - April 22, 1999
LEHMAN BROTHERS INC.
April 7, 1994 - August 4, 1995
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/3/2024)
Exams
Series 79TO
Date: 2/15/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
OBERON SECURITIES, LLC
CRD#: 132598 / SEC#: , 8-66607
Contact information
FINRA licenses (22 States and Territories)
Documents
Red Flags
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