James E. Quillen

ALDEN INVESTMENT GROUP

Doylestown, PA 18901

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CRD#: 2431286

Professional summary

James Eric Quillen, CFP® is a registered financial advisor currently at ALDEN INVESTMENT GROUP located in Doylestown, Pennsylvania.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. James has worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Eric Quillen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

April 5, 2024 - Present

ALDEN INVESTMENT GROUP

Office #1: 43 South Main Street, Doylestown, PA 18901

RIA

CRD#: 317077

Doylestown, PA

Past

March 10, 2020 - December 15, 2023

TRUIST ADVISORY SERVICES, INC.

RIA

CRD#: 283390

KING OF PRUSSIA, PA

Past

November 5, 2007 - February 26, 2008

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

MALVERN, PA

Past

October 9, 2007 - February 26, 2008

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

MALVERN, PA

Past

January 18, 2005 - October 14, 2005

ICBA FINANCIAL SERVICES CORPORATION

RIA

CRD#: 35089

MALVERN, PA

Past

August 2, 2002 - October 14, 2005

ICBA FINANCIAL SERVICES CORPORATION

CRD#: 35089

MEMPHIS, TN

Past

March 26, 1996 - April 8, 2002

VANGUARD MARKETING CORPORATION

CRD#: 7452

MALVERN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALDEN INVESTMENT GROUP

CRD#: 317077 / SEC#: 801-122688

RIA

Registered Investment Advisory firm - (11/12/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(4/15/2024)

IAR

New York
(4/5/2024)

IAR

North Carolina
(4/5/2024)

IAR

Pennsylvania
(4/5/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/13/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/30/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/21/1998

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/11/1995

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ALDEN INVESTMENT GROUP

CRD#: 317077 / SEC#: 801-122688

RIA

Registered Investment Advisory firm - (11/12/2021 Approved)

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Contact information

Main Address

37 West Avenue Suite 301, Wayne, PA 19087-3226

Mailing Address

Phone number

(215) 572-8700

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (8/7/2025)

Regulatory assets under management

Total Number of Accounts	978
AUM (Assets Under Management)	$ 319,233,679

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James E. Quillen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Eric Quillen's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUIST ADVISORY SERVICES, INC.

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

ICBA FINANCIAL SERVICES CORPORATION

ICBA FINANCIAL SERVICES CORPORATION

VANGUARD MARKETING CORPORATION

Primary Firm SEC Registration

ALDEN INVESTMENT GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 10/13/1998

Series 63

Date: 10/30/1995

Series 7

Date: 9/21/1998

Series 6

Date: 10/11/1995

Current Firm

ALDEN INVESTMENT GROUP

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALDEN INVESTMENT GROUP

TRUST BUT VERIFY

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